DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Huntington Financial Advisors

Broker-dealer affiliated wealth managerColumbus, OhioCRD 16986SEC 801-58015websiteIAPD
Legal name The Huntington Investment Company
Latest filing Aug 21, 2026
First filing on the tape Mar 30, 2012 · 57 filings
SEC status approved since Oct 6, 2000
RAUM
$7.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$7.8B individuals and HNW
Advisors
427
registered through the firm on IAPD
RAUM per advisor
$18.5M
derived; firm RAUM over IAPD count
Employees
520
415 advisory (5.B.1)
Offices
787
beyond the principal office
Private funds
0
reported on Schedule D
History
57 filings and snapshots on the tape
RAUM$7.9B as of Aug 21, 2026
Mar 30, 2012$505M then
HNW client RAUM$1.1B as of Aug 21, 2026
Mar 5, 2024$600M then
State-registered IARs (5.B.3)361 as of Aug 21, 2026
Mar 30, 20120 then
Employees (5.A)520 as of Aug 21, 2026
Mar 26, 2013250 then
Private funds: no history
RAUM +24% over the last fiscal year+22% a year over threeIARs 351 to 361
Practice profile
derived from the filing of Aug 21, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$18.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
98derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.6MderivedHNW RAUM over HNW clients
Average account
$186,117derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
0.5derived788 offices incl. principal (1.F.5)
RAUM growth, one year
+24%derivedbetween the last two annual amendments
Advisor growth, one year
+2.8%derivedItem 5.B.3 between annual amendments
Client growth, one year
+14%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Wrap fee program
$7.9BreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$6.7B85%
  • High-net-worth individuals$1.1B14%
  • Corporations and businesses$96.1M1.2%
  • Charitable organizations$12.5M0.2%
Individual clients
41,475reported
HNW clients
678reported
Pension plan clients
n/areported
Charitable clients
27reported
Accounts
42,399reported
Financial planning clients
reported
Wrap fee programs
$7.9B sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=411.0derived
Advisors registered through the firm
428 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Venetia Marcene AbulabanColumbus, Oh Jan 17, 200240 y0
Edward E BalajAkron, Oh Jan 28, 200231 y0
Joseph Donald LeonettiColumbus, Oh Oct 22, 200328 y0
David Philip BrindleyHudson, Oh May 21, 200425 y1
Belinda Jane ShermanCertified Financial PlannerCincinnati, Oh Mar 25, 200524 y1
Steven Lawrence EdwardsMaumee, Oh Feb 3, 200627 y2
Blaise Meredith RobesonCertified Financial PlannerCharleston, Wv Mar 29, 200628 y0
Michael John MoessnerLima, Oh Apr 3, 200623 y0
David John MerolaPowell, Oh Apr 3, 200636 y0
Jennifer G. DrappFt. Mitchell, Ky Apr 10, 200632 y0
Mark Anthony MolkDover, Oh Apr 24, 200622 y1
Christopher Andrew BrownAurora, Oh Nov 27, 200628 y1
Egidio Vincent DifazioColumbus, Oh Dec 11, 200726 y1
Sandra Michelle MillsBatavia, Oh Jan 10, 200822 y0
Kyle F LybargerRocky River, Oh Feb 6, 200819 y2
Job A WardIndianapolis, InFeb 12, 200826 y0
Laura Catherine HoweCertified Financial PlannerMorgantown, WvApr 2, 200820 y0
Jodi Lin CrouchCincinnati, Oh Apr 29, 200830 y0
Eric Donald StockleyRavenna, Oh Oct 10, 200817 y0
Steven C GressDublin, Oh Oct 17, 200818 y1
Andrew C SimonsDublin, Oh Oct 22, 200822 y0
Brian Keith SteeleCertified Financial PlannerPickerington, Oh Dec 5, 200828 y2
Jon Erin ShortCertified Financial PlannerIndianapolis, In Jan 7, 200925 y1
Steven L WorshamDover, Oh Mar 6, 200922 y2
Jacob Charles ChalupaOregon, Oh Jun 29, 200917 y2
Howard James O'MalleyColumbus, Oh Jun 29, 200924 y4
Andrew William KessingerColumbus, Oh Jun 30, 200927 y1
Anthony Thomas FidelibusChartered Financial ConsultantColumbus, Oh Jul 7, 200930 y1
Brandon Robert HaleTraverse City, Mi Dec 18, 200919 y0
Scott Baxter WilkinsonCanton, Oh Dec 22, 200923 y0
Michelle Denise LoftusGahanna, Oh Feb 17, 201031 y0
Shad Louis TysonNewark, Oh Apr 14, 201023 y0
Kimberly Michelle BashamCertified Financial PlannerFort Mitchell, Ky Apr 19, 201026 y0
Terresa Gay Tawney PrattHuntingron, Wv May 13, 201028 y4
Jason SlatesCanton, Oh May 17, 201028 y3
Christopher John LabbeCanton, OhJun 8, 201027 y3
Jason Thompson CrottieCertified Financial PlannerGrand Rapids, Mi Jul 6, 201025 y0
Frank Burton StewartBirmingham, Mi Jul 6, 201034 y0
William Andrew MokmaGrand Rapids, MiJul 6, 201028 y0
Jason Gardiner HallGrand Rapids, Mi Jul 6, 201030 y0
All 428 advisors at Huntington Financial Advisors
Advisor movement
26 left, 25 joined in 12 months
net -1 in 12 months10 left in 90 days6 joined in 90 daysdeparture rate 6.1% of current headcount90 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Erica Duncan · Board Membercontrol
    since 12/2024 · owns less than 5%
  • Cynthia Jean Foresta · Chief Compliance Officercontrol
    since 01/2024 · owns less than 5%
  • Melissa Holding · Director Of Wealth Managementcontrol
    since 05/2024 · owns less than 5%
  • David James Hutcheson · Board Membercontrol
    since 01/2023 · owns less than 5%
  • Shawn Patrick Lough · Board Membercontrol
    since 01/2023 · owns less than 5%
  • Michael Miroballi · Board Membercontrol
    since 01/2023 · owns less than 5%
  • Aaron Reber · Board Membercontrol
    since 07/2024 · owns less than 5%
  • Monica Vickman Ballard · Secretary
    since 10/2023 · owns less than 5%
  • Jeffrey Michael Boardman · Conflict Officer
    since 09/2023 · owns less than 5%
  • Michael Evans Brunner · Rosfp
    since 07/2024 · owns less than 5%
  • Michael David Erdelyi · Principal Operations Officer
    since 05/2024 · owns less than 5%
  • Emily Elizabeth Ferguson · Chief Technology Officer
    since 03/2024 · owns less than 5%
  • Melanie Kate-Mcfarland Hamilton · Principal Financial Officer
    since 01/2018 · owns less than 5%
  • Alex C Polivka · Aml Officer
    since 09/2023 · owns less than 5%
  • Stephen Monroe Richardson · Chief Financial Officer
    since 07/2019 · owns less than 5%
  • Greg James Smith · Aml Officer
    since 04/2026 · owns less than 5%
Entity owners
  • Huntington Bancshares Incorporated · Parent Company
    direct · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
  • Huntington National Bank
    n
Advisers that list Huntington Financial Advisors as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Columbus, Oh · principal128149
Chicago, Il2030
Cincinnati, Oh11121
Dublin, Oh1001
Mentor, Oh1000
Canton, Oh800
Byron Center, Mi801
Grand Rapids, Mi800
Saginaw, Mi710
Gahanna, Oh700
Toledo, Oh700
Dover, Oh711
Cleveland, Oh600
Midland, Mi600
Medina, Oh600
Indianapolis, In610
Powell, Oh600
Charlotte, Nc601
Grove City, Oh610
Pittsburgh, Pa600
Offices
Schedule D 1.F, the 25 largest
  • Akron, OH19 employees
  • Columbus, OH7 employees
  • Worthington, OH6 employees
  • Dublin, OH4 employees
  • Ft. Mitchell, KY4 employees
  • Mentor, OH4 employees
  • Auburn Hills, MI4 employees
  • Byron Center, MI4 employees
  • Salem, OH3 employees
  • New Middletown, OH3 employees
  • Youngstown, OH3 employees
  • Youngstown, OH3 employees
  • Hermitage, PA3 employees
  • Huntington, WV3 employees
  • Warren, OH3 employees
  • Morgantown, WV3 employees
  • New Castle, PA3 employees
  • Twinsburg, OH3 employees
  • Columbus, OH3 employees
  • Traverse City, MI2 employees
  • Beaver, PA2 employees
  • Cuyahoga Falls, OH2 employees
  • Bethel Park, PA2 employees
  • Toledo, OH2 employees
  • Dover, OH2 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Aug 21, 2026
    DUNCAN, ERICA (BOARD MEMBER) appeared on Schedule A between the filings of 2024-11-18 and 2026-08-21
    peers: affiliated wealth managers, $5B to $20B (53)
  • control person changedChange between filings · filing Aug 21, 2026
    HUTCHESON, DAVID JAMES (BOARD MEMBER) left Schedule A between the filings of 2024-11-18 and 2026-08-21
    peers: affiliated wealth managers, $5B to $20B (53)
  • control person changedChange between filings · filing Aug 21, 2026
    REBER, AARON (BOARD MEMBER) left Schedule A between the filings of 2024-11-18 and 2026-08-21
    peers: affiliated wealth managers, $5B to $20B (53)
What changed
consecutive filings, newest first
  • Accounts · 37,298 to 42,399
    Jul 21, 2025 to Mar 31, 2026
  • Advisory employees · 398 to 415
    Jul 21, 2025 to Mar 31, 2026
  • BD registered reps · 385 to 411
    Jul 21, 2025 to Mar 31, 2026
  • Charity clients · 73 to 27
    Jul 21, 2025 to Mar 31, 2026
  • Corporate clients · 139 to 218
    Jul 21, 2025 to Mar 31, 2026
  • HNW clients · 392 to 678
    Jul 21, 2025 to Mar 31, 2026
  • Individual clients · 36,694 to 41,475
    Jul 21, 2025 to Mar 31, 2026
  • Employees · 501 to 520
    Jul 21, 2025 to Mar 31, 2026
  • State-registered IARs · 351 to 361
    Jul 21, 2025 to Mar 31, 2026
  • Discretionary RAUM · $6.3B to $7.9B
    Jul 21, 2025 to Mar 31, 2026
  • HNW RAUM · $615M to $1.1B
    Jul 21, 2025 to Mar 31, 2026
  • Individual RAUM · $5.6B to $6.7B
    Jul 21, 2025 to Mar 31, 2026
  • RAUM · $6.3B to $7.9B
    Jul 21, 2025 to Mar 31, 2026
  • Wrap assets (sponsor) · $6.3B to $7.9B
    Jul 21, 2025 to Mar 31, 2026
  • Financial planning clients · unset to
    Mar 31, 2025 to Jul 21, 2025
  • Accounts · 32,956 to 37,298
    Nov 18, 2024 to Mar 31, 2025
  • Advisory employees · 408 to 398
    Nov 18, 2024 to Mar 31, 2025
  • BD registered reps · 438 to 385
    Nov 18, 2024 to Mar 31, 2025
  • Charity clients · 29 to 73
    Nov 18, 2024 to Mar 31, 2025
  • Corporate clients · 194 to 139
    Nov 18, 2024 to Mar 31, 2025
  • HNW clients · 564 to 392
    Nov 18, 2024 to Mar 31, 2025
  • Individual clients · 32,169 to 36,694
    Nov 18, 2024 to Mar 31, 2025
  • Employees · 483 to 501
    Nov 18, 2024 to Mar 31, 2025
  • State-registered IARs · 350 to 351
    Nov 18, 2024 to Mar 31, 2025
  • Other offices · 766 to 787
    Nov 18, 2024 to Mar 31, 2025
  • Discretionary RAUM · $5.2B to $6.3B
    Nov 18, 2024 to Mar 31, 2025
  • HNW RAUM · $600M to $615M
    Nov 18, 2024 to Mar 31, 2025
  • Individual RAUM · $4.5B to $5.6B
    Nov 18, 2024 to Mar 31, 2025
  • RAUM · $5.2B to $6.3B
    Nov 18, 2024 to Mar 31, 2025
  • Wrap assets (sponsor) · $5.2B to $6.3B
    Nov 18, 2024 to Mar 31, 2025
  • Accounts · 29,200 to 32,956
    Jan 26, 2024 to Mar 5, 2024
  • Advisory employees · 366 to 408
    Jan 26, 2024 to Mar 5, 2024
  • BD registered reps · 396 to 438
    Jan 26, 2024 to Mar 5, 2024
  • Charity clients · 22 to 29
    Jan 26, 2024 to Mar 5, 2024
  • Corporate clients · 230 to 194
    Jan 26, 2024 to Mar 5, 2024
  • HNW clients · unset to 564.0
    Jan 26, 2024 to Mar 5, 2024
  • Individual clients · 28,948 to 32,169
    Jan 26, 2024 to Mar 5, 2024
  • Employees · 432 to 483
    Jan 26, 2024 to Mar 5, 2024
  • State-registered IARs · 325 to 350
    Jan 26, 2024 to Mar 5, 2024
  • Discretionary RAUM · $4.3B to $5.2B
    Jan 26, 2024 to Mar 5, 2024
Signals
60 dated events
  • Scott Allen Wertz added a TX registration at Huntington Financial Advisors
    Sep 15, 2026 · New state registration · fact
  • Michael Hewitt added a KY registration at Huntington Financial Advisors
    Sep 15, 2026 · New state registration · fact
  • Michael Hewitt added a OH registration at Huntington Financial Advisors
    Sep 15, 2026 · New state registration · fact
  • Christopher C Johnson left Huntington Financial Advisors for Ameriprise Financial Services, Llc (registered 2026-06-29)
    Aug 25, 2026 · Advisor changed firm · fact
  • Austin Dillon left Huntington Financial Advisors for Ameriprise Financial Services, Llc (registered 2026-06-29)
    Aug 18, 2026 · Advisor changed firm · fact
  • Jeff Tracy Guthrie left Huntington Financial Advisors for Cetera Investment Advisers Llc (registered 2026-07-28)
    Jul 24, 2026 · Advisor changed firm · fact
  • Adam Lundy left Huntington Financial Advisors for U.S. Bancorp Advisors, Llc (registered 2026-07-14)
    Jul 17, 2026 · Advisor changed firm · fact
  • Wendell Anthony Rounds left Huntington Financial Advisors for Ameriprise Financial Services, Llc (registered 2026-07-02)
    Jul 17, 2026 · Advisor changed firm · fact
  • Anastasiia Artemovna Wagoner left Huntington Financial Advisors for Charles Schwab & Co., Inc. (registered 2026-07-29)
    Jul 14, 2026 · Advisor changed firm · fact
  • Shannon Nicole Montell left Huntington Financial Advisors for Ameriprise Financial Services, Llc (registered 2026-07-23)
    Jul 14, 2026 · Advisor changed firm · fact
  • David Desciscio left Huntington Financial Advisors for Pnc Wealth Management (registered 2026-07-21)
    Jul 14, 2026 · Advisor changed firm · fact
  • Brian Nicholas Mcbride left Huntington Financial Advisors for First Citizens Investor Services, Inc. (registered 2026-06-29)
    Jun 26, 2026 · Advisor changed firm · fact
  • Marc Michael Froebel left Huntington Financial Advisors for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-08-10)
    Jun 26, 2026 · Advisor changed firm · fact
  • Scott M Metz left Huntington Financial Advisors for Pnc Wealth Management (registered 2026-08-05)
    Jun 3, 2026 · Advisor changed firm · fact
  • Aaron Tesavis left Huntington Financial Advisors for Arvest Wealth Management (registered 2026-06-04)
    Jun 2, 2026 · Advisor changed firm · fact
  • Dominick Clement Kassa left Huntington Financial Advisors for Cambridge Investment Research Advisors, Inc. (registered 2026-05-07)
    May 27, 2026 · Advisor changed firm · fact
  • Todd Winchell left Huntington Financial Advisors for Pnc Wealth Management (registered 2026-05-21)
    May 19, 2026 · Advisor changed firm · fact
  • Derek L'Huillier left Huntington Financial Advisors for Lpl Financial Llc (registered 2026-05-14)
    May 15, 2026 · Advisor changed firm · fact
  • Steven Andrew Lee left Huntington Financial Advisors for Key Investment Services Llc (registered 2026-04-13)
    Apr 13, 2026 · Advisor changed firm · fact
  • James Joseph Schroeder left Huntington Financial Advisors for Key Investment Services Llc (registered 2026-04-08)
    Apr 13, 2026 · Advisor changed firm · fact
  • 2 advisors left Huntington Financial Advisors (Cincinnati, OH) for Key Investment Services LLC on the same day
    Apr 13, 2026 · Team lift-out · derived
  • Adam Aldrich left Huntington Financial Advisors for Mai Capital Management, Llc (registered 2026-02-13)
    Feb 3, 2026 · Advisor changed firm · fact
  • Jesse Best left Huntington Financial Advisors for Cetera Investment Advisers Llc (registered 2026-01-20)
    Jan 27, 2026 · Advisor changed firm · fact
  • John Eric Casey left Huntington Financial Advisors for Wells Fargo Advisors (registered 2026-01-05)
    Dec 16, 2025 · Advisor changed firm · fact
  • James Robert Herberger left Huntington Financial Advisors for Wesbanco Securities, Inc. (registered 2025-11-06)
    Nov 12, 2025 · Advisor changed firm · fact
  • Johanna Marie Mears left Huntington Financial Advisors for First Citizens Investor Services, Inc. (registered 2025-10-23)
    Oct 20, 2025 · Advisor changed firm · fact
  • John Kim left Huntington Financial Advisors for Bok Financial Private Wealth, Inc. (registered 2025-10-27)
    Oct 17, 2025 · Advisor changed firm · fact
  • Michael Thomas Langenberg left Huntington Financial Advisors for Lpl Financial Llc (registered 2025-10-14)
    Oct 16, 2025 · Advisor changed firm · fact
  • Cary Lee Beach left Huntington Financial Advisors for Svb Wealth (registered 2026-08-19)
    Sep 22, 2025 · Advisor changed firm · fact
  • Charles Carl Scrattish left Huntington Financial Advisors for Key Investment Services Llc (registered 2025-10-02)
    Sep 22, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
Firm profile
LinkedIn.com/company/huntington-financial-advisors/mycompanyreportedpublic record, Form ADV, Sep 17, 2026
Website
HUNTINGTON.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
800.322.4600reportedpublic record, Form ADV, Aug 21, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$18.5Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026