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Registered advisor
J•••• M•••••• P•••••
Feed of 09/14/2026
At current firm
8 y
since Nov 1, 2017
In the industry
42 y
since Jul 26, 1984 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• F•••••••• G••••• L•• BD affiliated currentsince Nov 1, 2017 · Woodland Hills, Ca
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerAug 14, 2014 to Oct 25, 2017 · El Segundo, Ca
- L•• F•••••••• L•• BD affiliatedJul 3, 2008 to Sep 12, 2014 · Woodland Hills, Ca
- A••••••••• A•••••• S•••••••• I••• unclassifiedMar 21, 2005 to Jul 9, 2008 · Woodland Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to I••••••••• F•••••••• G••••• L••left Oct 25, 2017, registered Nov 1, 2017 (7 days) · Other · moved with a team
- L•• F•••••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Sep 12, 2014, registered Aug 14, 2014 (-29 days) · Other
- A••••••••• A•••••• S•••••••• I••• to L•• F•••••••• L••left Jul 9, 2008, registered Jul 3, 2008 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address