RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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S•••••• F•••••• D••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Dec 16, 2025 · Chippewa Falls, Wi
- W••••• M••••••••• G••••• L•• formerJul 25, 2019 to Dec 22, 2021 · Chippewa Falls, Wi
- W••••• M••••••••• G••••• L•• formerJul 15, 2015 to Dec 31, 2018 · Chippewa Falls, Wi
- L•• F•••••••• L•• BD affiliatedMay 8, 2015 to Dec 18, 2025 · Chippewa Falls, Wi
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to May 12, 2015 · Duluth, Mn
- W•••• F•••• I••••••••• L•• unclassifiedDec 23, 2009 to Jan 3, 2011 · Eau Claire, Wi
- L•• F•••••••• L•• to W••••• M••••••••• G••••• L••left Dec 18, 2025, registered Jul 15, 2015 (-3809 days) · Other · moved with a team
- W••••• M••••••••• G••••• L•• to C••••• I••••••••• A••••••• L••left Dec 22, 2021, registered Dec 16, 2025 (1455 days) · Other · moved with a team
- W•••• F•••• A••••••• to L•• F•••••••• L••left May 12, 2015, registered May 8, 2015 (-4 days) · Other
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- S•••••• F•••••• D•••••• left L•• F•••••••• L•• for W••••• M••••••••• G••••• L•• (registered 2015-07-15)Dec 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address