RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• W•••• J••••••
- P••••••••• S••••••••• C••••••••• independent RIA currentsince Sep 6, 2012 · Clarksville, Tn
- C••••• A•••••• N••••••• L•• formerAug 13, 2008 to Aug 31, 2012 · Spring Hill, Tn
- P•••••• P••••••• S••••••••• I••• unclassifiedFeb 14, 2005 to Aug 13, 2008 · Franklin, Tn
- B••••• • Y•••• A•••••••• I••• formerFeb 4, 2004 to Dec 1, 2004 · Franklin, Tn
- C••••• A•••••• N••••••• L•• to P••••••••• S••••••••• C•••••••••left Aug 31, 2012, registered Sep 6, 2012 (6 days) · Other
- P•••••• P••••••• S••••••••• I••• to C••••• A•••••• N••••••• L••left Aug 13, 2008, registered Aug 13, 2008 (0 days) · corporate re-registration, not a move
- B••••• • Y•••• A•••••••• I••• to P•••••• P••••••• S••••••••• I•••left Dec 1, 2004, registered Feb 14, 2005 (75 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address