M•••••• E••••• K••••

• W•••• F•••• A••••••• wirehouse current
  since Mar 9, 2018 · Deerfield, Il
• S•••••• N••••••• • C••••••• I••••••••• national BD
  Jun 15, 2007 to Mar 15, 2018 · Chicago, Il
• R••••• W• B•••• • C•• I••••••••• mixed wealth
  Jan 16, 2004 to Jun 19, 2007 · Chicago, Il

• S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••
  left Mar 15, 2018, registered Mar 9, 2018 (-6 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• R••••• W• B•••• • C•• I••••••••• to S•••••• N••••••• • C••••••• I•••••••••
  left Jun 19, 2007, registered Jun 15, 2007 (-4 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

40derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address