J•••• M• G•••••••••

O•••• W•••••• I•••BD affiliatedBoca Raton, Fl dual registrantIAPD 1284910

Feed of 09/15/2026

Also filed as J•••• M•••••• G•••••••••

At current firm

2 y

since Jun 14, 2024

In the industry

30 y

since Jan 1, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Jun 14, 2024 · Boca Raton, Fl
S••••••••• A•••••• A•••••••• I••• former
Apr 25, 2022 to Jun 14, 2024 · West Palm Beach, Fl
P••• A••••• S••••••••• L•• BD affiliated
Oct 4, 2001 to Apr 27, 2022 · Parsippany, Nj

Moves

a registration end followed by a registration begin elsewhere

S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
P••• A••••• S••••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Apr 27, 2022, registered Apr 25, 2022 (-2 days) · Affiliated broker-dealer or bank to another

Signals

••• Locked
Apr 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address