RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• T•••• D••
- A••• A••••••• P••••••• BD affiliated currentsince Jul 15, 2026 · Dallas, Tx
- U••• C•••••• W••••• A•••••••• L•• BD affiliatedJun 30, 2021 to Jul 21, 2026 · Austin, Tx
- U••• R•• L•• formerMar 4, 2016 to Jun 30, 2021 · Dallas, Tx
- W•••• F•••• A••••••• wirehouseApr 29, 2005 to Mar 8, 2016 · Dallas, Tx
- M••••• S•••••• D• I••• unclassifiedAug 27, 1984 to May 3, 2005 · Dallas, Tx
- U••• C•••••• W••••• A•••••••• L•• to A••• A••••••• P•••••••left Jul 21, 2026, registered Jul 15, 2026 (-6 days) · corporate re-registration, not a move
- U••• R•• L•• to U••• C•••••• W••••• A•••••••• L••left Jun 30, 2021, registered Jun 30, 2021 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to U••• R•• L••left Mar 8, 2016, registered Mar 4, 2016 (-4 days) · Other · moved with a team
- M••••• S•••••• D• I••• to W•••• F•••• A•••••••left May 3, 2005, registered Apr 29, 2005 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address