RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• D•••• F••••
- L••••••• W••••• A••••••• independent RIA currentsince Jul 27, 2026 · Champaign, Il
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 29, 2023 to Jul 23, 2026 · Champaign, Il
- C••••• A•••••• N••••••• L•• formerJan 31, 2019 to Jun 29, 2023 · Decatur, Il
- I•• W••••• M••••••••• I••• BD affiliatedNov 4, 2013 to Feb 20, 2019 · Savoy, Il
- F•••• A••••••• F•••••••• G••••• L•• unclassifiedJun 6, 2006 to Nov 1, 2013 · Savoy, Il
- L•• F•••••••• L•• BD affiliatedFeb 24, 2006 to Nov 21, 2013 · Paris, Il
- F•••• A••••••• F•••••••• G••••• L•• unclassifiedAug 27, 2003 to Apr 11, 2006
- F•••• A••••••• F•••••••• G••••• L•• unclassifiedAug 27, 2003 to Dec 31, 2003 · Champaign, Il
- A•• C••••••• I••• unclassifiedAug 27, 2003 to Aug 4, 2004 · Savoy, Il
- L•• F•••••••• L•• BD affiliatedMar 18, 1999 to Sep 9, 2003 · Champaign, Il
- C••••• I••••••••• A••••••• L•• to L••••••• W••••• A•••••••left Jul 23, 2026, registered Jul 27, 2026 (4 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
- I•• W••••• M••••••••• I••• to C••••• A•••••• N••••••• L••left Feb 20, 2019, registered Jan 31, 2019 (-20 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to F•••• A••••••• F•••••••• G••••• L••left Nov 21, 2013, registered Jun 6, 2006 (-2725 days) · Other
- F•••• A••••••• F•••••••• G••••• L•• to I•• W••••• M••••••••• I•••left Nov 1, 2013, registered Nov 4, 2013 (3 days) · Other
- F•••• A••••••• F•••••••• G••••• L•• to L•• F•••••••• L••left Apr 11, 2006, registered Feb 24, 2006 (-46 days) · Other
- A•• C••••••• I••• to F•••• A••••••• F•••••••• G••••• L••left Aug 4, 2004, registered Aug 27, 2003 (-343 days) · Other
- F•••• A••••••• F•••••••• G••••• L•• to A•• C••••••• I•••left Dec 31, 2003, registered Aug 27, 2003 (-126 days) · Other
- L•• F•••••••• L•• to F•••• A••••••• F•••••••• G••••• L••left Sep 9, 2003, registered Aug 27, 2003 (-13 days) · Other
- J••• D•••• F•••• left C••••• I••••••••• A••••••• L•• for L••••••• W••••• A••••••• (registered 2026-07-27)Jul 23, 2026 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address