DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••••• W••••• A•••••••
Legal name C•••••• I••••••• G••••• L••
Latest filing Sep 11, 2026
First filing on the tape Jun 17, 2026 · 2 filings
SEC status 120-day approval since Jun 18, 2026
RAUM
$492M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$488M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$98.4M
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$492M as of Sep 11, 2026
Jun 17, 2026$0 then
HNW client RAUM: $386M
State-registered IARs (5.B.3)6 as of Sep 11, 2026
Jun 17, 20265 then
Employees (5.A)8 as of Sep 11, 2026
Jun 17, 20268 then
Private funds: no history
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $98.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 87derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $438,032derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$386M78%
- Individuals$102M21%
- Pension and profit-sharing plans$4.0M0.8%
- Individual clients
- 300reported
- HNW clients
- 133reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,123reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••• J••••••• S•••• | Champaign, Il | Jul 27, 2026 | 13 y | 3 |
| J••• R••• K••••••Certified Financial Planner | Champaign, Il | Jul 27, 2026 | 14 y | 3 |
| D••••• J••••• W••••••••• | Champaign, Il | Jul 27, 2026 | 17 y | 1 |
| J••• D•••• F••••Certified Financial Planner, Chartered Financial Consultant | Champaign, Il | Jul 27, 2026 | 34 y | 9 |
| A••••• J•••• M•••••••Certified Financial Planner | Champaign, Il | Jul 29, 2026 | 10 y | 3 |
Advisor movement
0 left, 5 joined in 12 months
net +5 in 12 months0 left in 90 days5 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A••••• J•••• M••••••• from C••••• I••••••••• A••••••• L••Jul 29, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- C•••• J••••••• S•••• from C••••• I••••••••• A••••••• L••Jul 27, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- D••••• J••••• W••••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 27, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- J••• D•••• F•••• from C••••• I••••••••• A••••••• L••Jul 27, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- J••• R••• K•••••• from C••••• I••••••••• A••••••• L••Jul 27, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from C••••• I••••••••• A••••••• L••Jul 23, 2026 · Bethany, Il
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••• J•••• D•••• · Founding Partner & Certified Financial Plannercontrolsince 01/2025 · owns 25% to 50%
- K••••••• J•••• R••• · Managing Partner & Certified Financial Plannercontrolsince 01/2025 · owns 10% to 25%
- M•••••••• A•••••• J•••• · Partner & Certified Financial Plannercontrolsince 01/2025 · owns 10% to 25%
- E••••••••• L••••• S•••• · Chief Compliance Officersince 08/2026 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Champaign, Il · principal | 5 | 5 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 1,123Jun 17, 2026 to Sep 11, 2026
- Advisory employees · 5 to 6Jun 17, 2026 to Sep 11, 2026
- HNW clients · unset to 133.0Jun 17, 2026 to Sep 11, 2026
- Individual clients · unset to 300.0Jun 17, 2026 to Sep 11, 2026
- Financial planning clients · 0 to 0Jun 17, 2026 to Sep 11, 2026
- State-registered IARs · 5 to 6Jun 17, 2026 to Sep 11, 2026
- Discretionary RAUM · $0 to $488MJun 17, 2026 to Sep 11, 2026
- HNW RAUM · unset to 385897317.0Jun 17, 2026 to Sep 11, 2026
- Individual RAUM · unset to 101987280.0Jun 17, 2026 to Sep 11, 2026
- Non-discretionary RAUM · $0 to $4.0MJun 17, 2026 to Sep 11, 2026
- Pension RAUM · unset to 4025210.0Jun 17, 2026 to Sep 11, 2026
- RAUM · $0 to $492MJun 17, 2026 to Sep 11, 2026
- Related adviser · false to unsetJun 17, 2026 to Sep 11, 2026
- Related bank · false to unsetJun 17, 2026 to Sep 11, 2026
- Related broker-dealer · false to unsetJun 17, 2026 to Sep 11, 2026
- Related insurance company · false to unsetJun 17, 2026 to Sep 11, 2026
- Succession · false to unsetJun 17, 2026 to Sep 11, 2026
Signals
1 dated events
- 4 advisors left C••••• I••••••••• A••••••• L•• (Bethany, IL) for L••••••• W••••• A••••••• within 4 daysJul 23, 2026 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@lifewisewealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 217-665-3016reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 217-351-8755reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 217-398-2788reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/lifewise-wealth-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- lifewisewealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 217 351 8755reportedpublic record, Form ADV, Sep 11, 2026
- Contact form
- lifewisewealth.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $98.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026