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Registered advisor
L••• K•••• H••••••••
Feed of 09/14/2026
Also filed as L••• K•••• Braun
At current firm
7 y
since May 14, 2019
In the industry
19 y
since Oct 5, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Q• W••••• M••••••••• L•• independent RIA currentsince May 14, 2019 · Summerland Key, Fl
- M••••• S•••••• wirehouseJun 22, 2010 to May 14, 2019 · Shrewsbury, Nj
- R•• C•••••• M••••••• L•• national BDMar 16, 2007 to Feb 16, 2010 · Red Bank, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 6, 2006 to Mar 26, 2007 · Shrewsbury, Nj
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to Q• W••••• M••••••••• L••left May 14, 2019, registered May 14, 2019 (0 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- R•• C•••••• M••••••• L•• to M••••• S••••••left Feb 16, 2010, registered Jun 22, 2010 (126 days) · Affiliated broker-dealer or bank to wirehouse
- C•••••••• G••••• M•••••• I••• to R•• C•••••• M••••••• L••left Mar 26, 2007, registered Mar 16, 2007 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address