RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J••••• C••••••••
- F•••• I••••••••• A•••••••• L•• state registered currentsince Sep 3, 2026 · Westfield, Nj
- N•• Y••• L••• I••••••••• M••••••••• L•• asset managerOct 14, 2004 to Sep 28, 2005 · Parsippany, Nj
- M••••• S•••••• L•• otherSep 15, 1997 to Jul 9, 2009 · New Y•••, Ny
- M••••• S•••••• L•• to N•• Y••• L••• I••••••••• M••••••••• L••left Jul 9, 2009, registered Oct 14, 2004 (-1729 days) · Other
- N•• Y••• L••• I••••••••• M••••••••• L•• to F•••• I••••••••• A•••••••• L••left Sep 28, 2005, registered Sep 3, 2026 (7645 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address