DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
New York Life Investment Management LLC
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 44 filings
SEC status approved since Mar 20, 2000
RAUM
$121B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.5%
$573M individuals and HNW
Advisors
88
registered through the firm on IAPD
RAUM per advisor
$1.4B
derived; firm RAUM over IAPD count
Employees
364
18 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$121B as of Mar 30, 2026
Mar 30, 2012$188B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)364 as of Mar 30, 2026
Apr 1, 20131,386 then
Private funds13 as of Mar 25, 2014
Mar 30, 201213 then
RAUM +6.7% over the last fiscal year+9.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $1.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $129MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.1derivedItem 5.A over advisors
- Advisors per office
- 89.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$116B96%
- Corporations and businesses$1.4B1.2%
- Pooled investment vehicles$1.1B0.9%
- Insurance companies$1.0B0.8%
- Individuals$573M0.5%
- Pension and profit-sharing plans$293M0.2%
- Sovereign wealth funds$57.8M0.0%
- Charitable organizations$27.1M0.0%
- Individual clients
- 808reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 939reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $2.0B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.97 institutional_share=0.01 related_bd=true related_bank=true bd_reps=192.0derived
Advisors registered through the firm
89 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James William Hawes | Hingham, Ma | May 22, 2002 | 35 y | 0 |
| Kenneth Joseph Parkinson | New York, Ny | Apr 28, 2004 | 23 y | 0 |
| Philip Edward Caminiti | New York, Ny | May 26, 2004 | 34 y | 0 |
| Patricia Ann Jorgen | New York, Ny | Jul 25, 2005 | 33 y | 1 |
| Keith William Mcdonald | New York, Ny | Jun 29, 2006 | 27 y | 1 |
| John Douglas Viglione | New York, Ny | Nov 16, 2007 | 29 y | 0 |
| Jennifer Danielle Tarsney | New York, Ny | Jan 8, 2009 | 30 y | 0 |
| Henry Espinosa | New Providence, Nj | May 24, 2011 | 19 y | 2 |
| David Lee Spence | Bloomfield Hills, Mi | Sep 28, 2011 | 28 y | 4 |
| Janet Koh | Marina Del Rey, Ca | Sep 28, 2011 | 21 y | 2 |
| Brett William Reeder | New York, Ny | Sep 29, 2011 | 20 y | 2 |
| James Richard Korn | Basking Ridge, Nj | Oct 3, 2011 | 19 y | 1 |
| Philip Henry Constants | Metuchen, Nj | Dec 17, 2012 | 13 y | 0 |
| Jonathan Simon Dowiak | New York, Ny | Mar 4, 2013 | 15 y | 0 |
| Jonathan Michael Weitz | Glencoe, Il | Jul 23, 2013 | 20 y | 1 |
| Amanda Chomyszak | Seattle, Wa | Feb 14, 2014 | 17 y | 2 |
| Gregory R. Lippert | Dallas, Tx | Mar 28, 2014 | 17 y | 0 |
| David Shaul Laskar | New York, Ny | Aug 25, 2014 | 24 y | 3 |
| Sean Thomas Odonnell | Richmond, Va | Aug 25, 2014 | 21 y | 4 |
| Robert Joseph Wojehowski | New York, Ny | Aug 27, 2014 | 19 y | 1 |
| John Michael Dolan | Midland Park, Nj | Apr 17, 2015 | 28 y | 3 |
| Lotus Theresa Arthur | Jersey City, Nj | May 8, 2015 | 14 y | 1 |
| Jeffrey Matthew Zielinski | New York, Ny | Jul 28, 2016 | 14 y | 2 |
| Brian Joseph Sullivan | Medfield, Ma | Feb 14, 2017 | 18 y | 3 |
| Brian James Wilson | New York, Ny | May 30, 2018 | 23 y | 1 |
| Lisa Marie Duttry | Amherst, Oh | Feb 22, 2019 | 12 y | 0 |
| Artyome Jan Pearl | New York, Ny | Apr 8, 2019 | 12 y | 1 |
| Paul A Mendoza | New York, Ny | May 3, 2019 | 18 y | 3 |
| John Anthony Pavese | New York, Ny | Oct 7, 2020 | 24 y | 2 |
| Justin Adam Aisenbaum | Merrick, Ny | Feb 20, 2021 | 13 y | 2 |
| Lauren Anne D'Ascoli | Massapequa, Ny | Oct 25, 2021 | 10 y | 0 |
| Lawrence Louis Ricci | New York, Ny | Oct 26, 2021 | 30 y | 1 |
| Sean Youn | Long Island City, Ny | Oct 28, 2021 | 16 y | 1 |
| Andrew William Capaccio | New York, Ny | Oct 28, 2021 | 26 y | 3 |
| Morgan Lyn Glaser | New York, Ny | Oct 28, 2021 | 24 y | 2 |
| Kyle Jeffrey Breuninger | New York, Ny | Oct 28, 2021 | 21 y | 0 |
| Matthew Jordan Mutterperl | Merrick, Ny | Oct 28, 2021 | 18 y | 0 |
| Aisha Elezi | Glen Allen, Va | Oct 28, 2021 | 15 y | 1 |
| Daniel Peter Walsh | New York, Ny | Oct 28, 2021 | 13 y | 1 |
| Matthew Benjamin Wolff | New York, Ny | Oct 28, 2021 | 11 y | 1 |
Advisor movement
2 left, 7 joined in 12 months
net +5 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 2.3% of current headcount17 left over 36 months
Left, latest
- Kevin Michael Moore to Grayscale AdvisorsMay 26, 2026 · Other
- Madalena Lala to Grayscale AdvisorsSep 22, 2025 · Other
- Amanda Schrama to Wells Fargo AdvisorsSep 15, 2025 · Other
- Matthew Godelman to Catalyst Capital Advisors LLCJul 28, 2025 · Other
- Johnson Asase Jr to Guggenheim InvestmentsJul 28, 2025 · Other
- Ricot Chancy to UBS Financial Services Inc.Jul 28, 2025 · Other
- Carmen Hui to Invesco Advisers, Inc.Apr 2, 2025 · Other
- Anthony Marco Gaudiosi to Caz Investments L.P.Dec 2, 2024 · Other
- Ralph Michael Studley to ConcentricNov 4, 2024 · Other
- Joseph Ronan to LPL Financial LLCAug 19, 2024 · Other
- Aerin Kalmans to Morgan StanleyAug 19, 2024 · Other
- Ashley Mullen to Invesco Advisers, Inc.Dec 21, 2023 · Other
- Michael Paul Warren to Proshare Advisors LLCNov 6, 2023 · Other
- Michael Platt to Invesco Advisers, Inc.Oct 30, 2023 · Other
- Ross A Lang to T. Rowe Price Associates, Inc.Oct 2, 2023 · Other
Joined, latest
- Brian David Buonamici from Strategic Advisers LLCSep 15, 2026 · Other
- Brian Kichton from Invesco Advisers, Inc.Aug 11, 2026 · Other
- Colby Hosmer from T. Rowe Price Associates, Inc.Mar 27, 2026 · Other
- Timothy Copeck from Lord, Abbett & Co. LLCMar 5, 2026 · Other
- Martin Lastrina from Thrivent Investment Management Inc.Jan 5, 2026 · Other
- Louis Augustus Fennell from Victory Capital Management Inc.Dec 26, 2025 · Other
- David Joseph Shoffstall from J.P. Morgan Securities LLCOct 8, 2025 · Other
- Samuel Robert Share from Strategic Advisers LLCAug 13, 2025 · Other
- Amanda Schrama from Nuveen Asset Management, LLCJun 3, 2025 · Other
- Cory Joseph Mcgrath from LPL Financial LLCMay 7, 2025 · Other
- Shane Braasch from Pacer Advisors, Inc.Apr 22, 2025 · Other
- Bernardo Fidel Lozano from Affiliated CapitalApr 18, 2025 · Other
- Kiran Daniel Incantalupo from Neuberger Berman Bd LLCOct 2, 2024 · Other
- Alexander Wyndham Foord from Morgan StanleyOct 1, 2024 · Other
- Gerardo Martin from Allspring Funds Management, LLCSep 10, 2024 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 7 left for Signator Investors, Inc.Apr 15, 2015 · New York, Ny
- 2 joined from Nuveen Asset Management, LLCAug 10, 2020 · Chicago, Il
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Nylim-Grc Fund 1-2002 LPno longer reported | Real Estate Fund | $229,944 | 12 | Mar 30, 2012 |
| Nyliac Private Placement Variable Universal Life Seperate Account 101no longer reported | Other Private Fund | $0 | 0 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- (Nmn) Naim Abou-Jaoude · Chief Executive Officercontrolsince 05/2023 · owns less than 5%
- Michael Kevin Bopp · Chief Compliance Officercontrolsince 01/2016 · owns less than 5%
- Maureen Cronin · Svp, Deputy General Counsel And Chief Investments Counselcontrolsince 01/2023 · owns less than 5%
- Alexander Dale Hanley · Chief Risk Officercontrolsince 10/2015 · owns less than 5%
- Michael Francis Harte · Chief Financial Officercontrolsince 06/2014 · owns less than 5%
- Maurice Alain Karaoglan · Elected Managercontrolsince 10/2022 · owns less than 5%
- Christopher Kirk Lehneis · Chief Operating Officercontrolsince 01/2017 · owns less than 5%
- Ramsey Anthony Malloy · Elected Managercontrolsince 02/2017 · owns less than 5%
- Jae Sung Yoon · Chief Investment Officercontrolsince 08/2016 · owns less than 5%
Entity owners
- New York Life Investment Management Holdings LLC · Sole Member/Direct & Sole Interest Holderdirect · owns 75% or more
- New York Life Insurance Company · Indirect Interest Holderindirect · owns 75% or more of New York Life Investment Management Holdings LLC
Related persons
Schedule D 7.A
- Apogem Capital LLCinvestment adviserbankpooled vehicle sponsornRAUM $44B
- Ausbil Investment Management Limitedinvestment adviserpooled vehicle sponsornRAUM $14B
- Bow River Advisers, LLCinvestment advisernRAUM $1.2B
- Candriam, Societe En Commandite Par Actionsinvestment adviserbankpooled vehicle sponsorn
- Eagle Strategies LLCinvestment adviserLP sponsornRAUM $32B
- Flatiron Rr LLC, Manager Seriesinvestment advisern
- Indexiq Advisors LLCinvestment adviserbanknRAUM $10B
- Kartesia Management Sarlinvestment adviserpooled vehicle sponsorn
- Life Insurance Company Of North Americareal estaten
- Mackay Shields LLCinvestment adviserbankpooled vehicle sponsornRAUM $160B
- Mackay Shields Uk Llpinvestment advisern
- New York Life Enterprises LLCreal estaten
- New York Life Group Insurance Company Of New Yorkreal estaten
- New York Life Insurance And Annuity Corporationbankreal estaten
- New York Life Insurance Companybankreal estatey
- New York Life Investment Management Asia Limitedinvestment advisern
- New York Life Trust Companybankpooled vehicle sponsorn
- Nyl Investments Europe Limitedinvestment advisern
- Nyl Investors LLCinvestment adviserbankpooled vehicle sponsornRAUM $329B
- Nylife Distributors LLCbroker-dealern
- Nylife Insurance Company Arizonareal estaten
- Nylife Securities LLCbroker-dealerreal estaten
- Nylink Insurance Agency Inc.real estaten
- Seguros Monterrey New York Life, S.A. De C.V.real estaten
- Tristan Capital Partnersinvestment advisern
Advisers that list New York Life Investment Management LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 89 | 11 | 1 | ||
| Merrick, Ny | 2 | 0 | 0 | ||
| Bloomfield Hills, Mi | 2 | 0 | 0 | ||
| Richmond, Va | 2 | 0 | 0 | ||
| Jersey City, Nj | 1 | 0 | 0 | ||
| Tarrytown, Ny | 0 | 0 | 1 | ||
| Westminster, Md | 0 | 0 | 0 | ||
| Aberdeen, Nj | 0 | 0 | 0 | ||
| Bronx, Ny | 0 | 0 | 0 | ||
| Harrison, Nj | 0 | 0 | 0 | ||
| Morganville, Nj | 0 | 0 | 0 | ||
| North Caldwell, Nj | 0 | 0 | 0 | ||
| Scituate, Ma | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 349 to 364Jan 8, 2026 to Mar 30, 2026
- Accounts · 1,047 to 939Jan 8, 2026 to Mar 30, 2026
- Advisory employees · 20 to 18Jan 8, 2026 to Mar 30, 2026
- BD registered reps · 188 to 192Jan 8, 2026 to Mar 30, 2026
- Individual clients · 919 to 808Jan 8, 2026 to Mar 30, 2026
- Discretionary RAUM · $111B to $119BJan 8, 2026 to Mar 30, 2026
- Individual RAUM · $589M to $573MJan 8, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $1.9B to $2.1BJan 8, 2026 to Mar 30, 2026
- Pension RAUM · $290M to $293MJan 8, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $532M to $1.1BJan 8, 2026 to Mar 30, 2026
- RAUM · $113B to $121BJan 8, 2026 to Mar 30, 2026
- Wrap assets (manager) · $1.9B to $2.0BJan 8, 2026 to Mar 30, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 8, 2025
- Accounts · 1,123 to 1,047Sep 12, 2024 to Mar 31, 2025
- BD registered reps · 205 to 188Sep 12, 2024 to Mar 31, 2025
- Individual clients · 992 to 919Sep 12, 2024 to Mar 31, 2025
- Pooled vehicle clients · 3 to 2Sep 12, 2024 to Mar 31, 2025
- Employees · 350 to 349Sep 12, 2024 to Mar 31, 2025
- Discretionary RAUM · $107B to $111BSep 12, 2024 to Mar 31, 2025
- Individual RAUM · $590M to $589MSep 12, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $2.0B to $1.9BSep 12, 2024 to Mar 31, 2025
- Pension RAUM · $447M to $290MSep 12, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $142M to $532MSep 12, 2024 to Mar 31, 2025
- RAUM · $109B to $113BSep 12, 2024 to Mar 31, 2025
- Wrap assets (manager) · $1.8B to $1.9BSep 12, 2024 to Mar 31, 2025
- Accounts · 1,160 to 1,123Mar 28, 2024 to Sep 12, 2024
- Advisory employees · 14 to 20Mar 28, 2024 to Sep 12, 2024
- BD registered reps · 180 to 205Mar 28, 2024 to Sep 12, 2024
- Corporate clients · 17 to 18Mar 28, 2024 to Sep 12, 2024
- Individual clients · 1,056 to 992Mar 28, 2024 to Sep 12, 2024
- Employees · 319 to 350Mar 28, 2024 to Sep 12, 2024
- Discretionary RAUM · $97B to $107BMar 28, 2024 to Sep 12, 2024
- Individual RAUM · $633M to $590MMar 28, 2024 to Sep 12, 2024
- Non-discretionary RAUM · $1.9B to $2.0BMar 28, 2024 to Sep 12, 2024
- Pension RAUM · unset to 446825635.0Mar 28, 2024 to Sep 12, 2024
- Pooled vehicle RAUM · $118M to $142MMar 28, 2024 to Sep 12, 2024
- RAUM · $99B to $109BMar 28, 2024 to Sep 12, 2024
- Wrap assets (manager) · $1.8B to $1.8BMar 28, 2024 to Sep 12, 2024
- Accounts · 1,217 to 1,160Oct 26, 2023 to Mar 28, 2024
- Advisory employees · 15 to 14Oct 26, 2023 to Mar 28, 2024
Signals
36 dated events
- Brian David Buonamici registered as an investment adviser representative at New York Life Investment Management LlcSep 15, 2026 · Advisor registered · fact
- Kevin Michael Moore left New York Life Investment Management Llc for Grayscale Advisors (registered 2026-06-10)May 26, 2026 · Advisor changed firm · fact
- Madalena Lala left New York Life Investment Management Llc for Grayscale Advisors (registered 2025-09-26)Sep 22, 2025 · Advisor changed firm · fact
- Amanda Schrama left New York Life Investment Management Llc for Wells Fargo Advisors (registered 2025-12-22)Sep 15, 2025 · Advisor changed firm · fact
- Matthew Godelman left New York Life Investment Management Llc for Catalyst Capital Advisors Llc (registered 2025-09-28)Jul 28, 2025 · Advisor changed firm · fact
- Johnson Asase Jr left New York Life Investment Management Llc for Guggenheim Investments (registered 2026-04-08)Jul 28, 2025 · Advisor changed firm · fact
- Ricot Chancy left New York Life Investment Management Llc for Ubs Financial Services Inc. (registered 2026-04-14)Jul 28, 2025 · Advisor changed firm · fact
- Carmen Hui left New York Life Investment Management Llc for Invesco Advisers, Inc. (registered 2025-04-07)Apr 2, 2025 · Advisor changed firm · fact
- Anthony Marco Gaudiosi left New York Life Investment Management Llc for Caz Investments L.P. (registered 2025-01-09)Dec 2, 2024 · Advisor changed firm · fact
- Ralph Michael Studley left New York Life Investment Management Llc for Concentric (registered 2024-12-10)Nov 4, 2024 · Advisor changed firm · fact
- Aerin Kalmans left New York Life Investment Management Llc for Morgan Stanley (registered 2024-09-24)Aug 19, 2024 · Advisor changed firm · fact
- Joseph Ronan left New York Life Investment Management Llc for Lpl Financial Llc (registered 2024-08-21)Aug 19, 2024 · Advisor changed firm · fact
- Ashley Mullen left New York Life Investment Management Llc for Invesco Advisers, Inc. (registered 2024-01-08)Dec 21, 2023 · Advisor changed firm · fact
- Michael Paul Warren left New York Life Investment Management Llc for Proshare Advisors Llc (registered 2024-01-10)Nov 6, 2023 · Advisor changed firm · fact
- Michael Platt left New York Life Investment Management Llc for Invesco Advisers, Inc. (registered 2023-11-29)Oct 30, 2023 · Advisor changed firm · fact
- Maurice Alain Karaoglan (Elected Manager) appeared on Schedule A of New York Life Investment Management LlcOct 26, 2023 · Control person joined · fact
- Christian Apolinar Caballero left New York Life Investment Management Llc for Eagle Strategies Llc (registered 2025-08-12)Oct 2, 2023 · Advisor changed firm · fact
- Mark Andrew Barausky left New York Life Investment Management Llc for Advisors Asset Management, Inc. (registered 2023-10-24)Oct 2, 2023 · Advisor changed firm · fact
- Ross A Lang left New York Life Investment Management Llc for T. Rowe Price Associates, Inc. (registered 2025-11-25)Oct 2, 2023 · Advisor changed firm · fact
- (Nmn) Naim Abou-Jaoude (Chief Executive Officer) appeared on Schedule A of New York Life Investment Management LlcMay 8, 2023 · Control person joined · fact
- Thomas Allen Smith (Managing Director/General Counsel) no longer on Schedule A of New York Life Investment Management Llc (listed 2022-10-14, absent 2023-01-31)Jan 31, 2023 · Control person left · inference
- Maureen Cronin (Svp, Deputy General Counsel And Chief Investments Counsel) appeared on Schedule A of New York Life Investment Management LlcJan 31, 2023 · Control person joined · fact
- Scott Henry Howe left New York Life Investment Management Llc for Mariner (registered 2024-09-10)Jan 11, 2023 · Advisor changed firm · fact
- Nmn Yie-Hsin Hung (Elected Manager, Chairman And Chief Executive Officer) no longer on Schedule A of New York Life Investment Management Llc (listed 2022-07-18, absent 2022-10-14)Oct 14, 2022 · Control person left · inference
- Maurice Alain Karaoglan (Interim Chief Executive Officer) appeared on Schedule A of New York Life Investment Management LlcOct 14, 2022 · Control person joined · fact
- Joshua Daniel Fiedler left New York Life Investment Management Llc for Allspring Funds Management, Llc (registered 2022-10-12)Sep 12, 2022 · Advisor changed firm · fact
- Michael Difalco left New York Life Investment Management Llc for Citigroup Global Markets Inc. (registered 2022-08-29)Aug 18, 2022 · Advisor changed firm · fact
- Dixie Thornton Green left New York Life Investment Management Llc for Voya Investment Management Co. Llc (registered 2026-02-09)May 13, 2022 · Advisor changed firm · fact
- Shane Murphy left New York Life Investment Management Llc for Ubs Financial Services Inc. (registered 2022-05-13)May 2, 2022 · Advisor changed firm · fact
- Michael Bordes left New York Life Investment Management Llc for Dimensional Fund Advisors Lp (registered 2025-06-11)Mar 18, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- NEW York Life Investment Management LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/nylimreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/apogem-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- nylim.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888-474-7725reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.4Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
New York Life Investment Management LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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