DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Ronald Allan Sirt

LPL Financial LLCBD affiliatedChicago, Ildual registrantIAPD 1289440

Feed of 09/14/2026

Also filed as Ronald Allan Sirt

At current firm

0 y

since Jun 29, 2026

In the industry

41 y

since Nov 9, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jun 29, 2026 · Chicago, Il
Wells Fargo Advisors wirehouse
Jan 4, 2012 to Jul 3, 2025 · Chicago, Il
Valley Financial Management, Inc. BD affiliated
Jul 1, 2011 to Jan 3, 2012 · Highland Park, Il
Howe Barnes Capital Management, Inc. unclassified
Oct 11, 2007 to May 2, 2011 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Wells Fargo Advisors to LPL Financial LLC
left Jul 3, 2025, registered Jun 29, 2026 (361 days) · Wirehouse to affiliated broker-dealer or bank
Valley Financial Management, Inc. to Wells Fargo Advisors
left Jan 3, 2012, registered Jan 4, 2012 (1 days) · Affiliated broker-dealer or bank to wirehouse
Howe Barnes Capital Management, Inc. to Valley Financial Management, Inc.
left May 2, 2011, registered Jul 1, 2011 (60 days) · Other

Signals

Ronald Allan Sirt left Wells Fargo Advisors for Lpl Financial Llc (registered 2026-06-29)
Jul 3, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 41derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address