RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• E••••• Y•••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Ballwin, Mo
- U••• B•••••• I••••••••• I••• formerSep 20, 2013 to Feb 13, 2026 · Saint Paul, Mn
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Sep 24, 2013 · St. Louis, Mo
- N•••••• I••••••••• I••• unclassifiedJul 17, 2009 to Nov 13, 2009 · Wildwood, Mo
- T•• T••••• F•••• G••••• L•• state registeredApr 19, 2007 to Dec 2, 2008 · Ballwin, Mo
- S••••• C•••••• M••••••••• L•• independent RIAAug 16, 2004 to Sep 6, 2007 · Ballwin, Mo
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to U••• B•••••• I••••••••• I•••left Sep 24, 2013, registered Sep 20, 2013 (-4 days) · Other
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- T•• T••••• F•••• G••••• L•• to N•••••• I••••••••• I•••left Dec 2, 2008, registered Jul 17, 2009 (227 days) · Other
- S••••• C•••••• M••••••••• L•• to T•• T••••• F•••• G••••• L••left Sep 6, 2007, registered Apr 19, 2007 (-140 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address