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Registered advisor
P••• D•••• L••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
1 y
since Sep 30, 2024
In the industry
30 y
since May 14, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 30, 2024 · Cherry Hill, Nj
- C••••••••• F•••••••• N•••••• national BDFeb 28, 2017 to Oct 9, 2024 · Waltham, Ma
- L•• F•••••••• L•• BD affiliatedJun 1, 2004 to Feb 28, 2017 · Cherry Hill, Nj
- W• G••••••• S••••••••• I••• unclassifiedJul 2, 2002 to Jun 14, 2004 · Mount Laurel, Nj
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to L•• F•••••••• L••left Oct 9, 2024, registered Sep 30, 2024 (-9 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to C••••••••• F•••••••• N••••••left Feb 28, 2017, registered Feb 28, 2017 (0 days) · Other · moved with a team
- W• G••••••• S••••••••• I••• to L•• F•••••••• L••left Jun 14, 2004, registered Jun 1, 2004 (-13 days) · Other
Signals
- P••• D•••• L•••• left C••••••••• F•••••••• N•••••• for L•• F•••••••• L•• (registered 2024-09-30)Oct 9, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address