DFX Intelligence
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Registered advisor
D•••••• K••• E••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
6 y
since Feb 7, 2020
In the industry
40 y
since Jan 22, 1986 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Feb 7, 2020 · Portland, Or
- V••• F•••••••• A•••••••• I••• BD affiliatedJun 9, 2008 to Mar 6, 2020 · Portland, Or
- E•••••••• A•••••••• L•• national BDMar 5, 2004 to Jun 5, 2008 · Portland, Or
- E•••••••• A•••••••• L•• national BDAug 2, 2002 to Mar 5, 2004 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Mar 6, 2020, registered Feb 7, 2020 (-28 days) · Affiliated broker-dealer or bank to another
- E•••••••• A•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jun 5, 2008, registered Jun 9, 2008 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address