RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• B••••• K•••••
- K••••• W••••• M••••••••• L•• state registered currentsince Jan 3, 2012 · Goodyear, Az
- M••••••••• I••••••••• S•••••••• I••• formerJul 7, 2011 to Dec 31, 2011 · Neosho, Mo
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMay 11, 2010 to Jul 5, 2011 · Rockford, Il
- M••••••••• I••••••••• S•••••••• I••• to K••••• W••••• M••••••••• L••left Dec 31, 2011, registered Jan 3, 2012 (3 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to M••••••••• I••••••••• S•••••••• I•••left Jul 5, 2011, registered Jul 7, 2011 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address