DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Monticello Investment Services, Inc.

Former SEC-registered adviserNeosho, MissouriCRD 140851SEC 801-73177IAPD
Latest filing Mar 31, 2016
First filing on the tape Feb 7, 2012 · 71 filings
RAUM
$53.0M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
0 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
71 filings and snapshots on the tape
RAUM$53.0M as of Mar 31, 2016
Apr 2, 2013$44.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 31, 2016
Apr 2, 20133 then
Employees (5.A)3 as of Mar 31, 2016
Apr 2, 20133 then
Private funds: no history
RAUM n/a over the last fiscal year+5.9% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 31, 2016; every figure names its basis
RAUM per advisor
$17.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$168,254derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
0.5derived6 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
315reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Kyle Jeffrey Stinnett · Ownercontrol
    since 03/2014 · owns 50% to 75%
  • Darnell Shaun Young · President, Ia Rep & Designated Principal, Chief Compliance Officercontrol
    since 03/2014 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
  • Kansas City, MO
  • Leawood, KS
  • Severna Park, MD
  • ,
What changed
consecutive filings, newest first
  • Accounts · unset to 315.0
    Feb 18, 2016 to Mar 31, 2016
  • Discretionary RAUM · unset to 0.0
    Feb 18, 2016 to Mar 31, 2016
  • Non-discretionary RAUM · unset to 53000000.0
    Feb 18, 2016 to Mar 31, 2016
  • RAUM · unset to 53000000.0
    Feb 18, 2016 to Mar 31, 2016
  • HQ city · JOPLIN to NEOSHO
    Oct 15, 2015 to Nov 30, 2015
  • Related broker-dealer · true to false
    Oct 15, 2015 to Nov 30, 2015
  • Accounts · 300.0 to unset
    Mar 27, 2015 to Mar 31, 2015
  • Discretionary RAUM · 13700000.0 to unset
    Mar 27, 2015 to Mar 31, 2015
  • Non-discretionary RAUM · 33900000.0 to unset
    Mar 27, 2015 to Mar 31, 2015
  • RAUM · 47600000.0 to unset
    Mar 27, 2015 to Mar 31, 2015
  • Accounts · 350 to 300
    Mar 20, 2014 to Apr 1, 2014
  • Advisory activities · 3 to 4
    Mar 20, 2014 to Apr 1, 2014
  • Financial planning clients · 11-25 to 1-10
    Mar 20, 2014 to Apr 1, 2014
  • Discretionary RAUM · $34.6M to $13.7M
    Mar 20, 2014 to Apr 1, 2014
  • Non-discretionary RAUM · $10.0M to $33.9M
    Mar 20, 2014 to Apr 1, 2014
  • RAUM · $44.6M to $47.6M
    Mar 20, 2014 to Apr 1, 2014
  • Advisory activities · 2 to 3
    Jan 3, 2014 to Mar 7, 2014
  • Accounts · 353 to 350
    Mar 14, 2013 to Apr 2, 2013
  • Discretionary RAUM · $31.6M to $34.6M
    Mar 14, 2013 to Apr 2, 2013
  • Non-discretionary RAUM · $1.7M to $10.0M
    Mar 14, 2013 to Apr 2, 2013
  • RAUM · $33.3M to $44.6M
    Mar 14, 2013 to Apr 2, 2013
  • Advisory employees · unset to 0.0
    Aug 10, 2012 to Jan 18, 2013
  • BD registered reps · unset to 3.0
    Aug 10, 2012 to Jan 18, 2013
  • Employees · unset to 3.0
    Aug 10, 2012 to Jan 18, 2013
  • State-registered IARs · 0 to 3
    Aug 10, 2012 to Jan 18, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026