RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D••••• O••••••
- O•••••• I••••••••• M••••••••• L•• independent RIA currentsince Oct 11, 2016 · Torrance, Ca
- E••••••• W••••• M••••••••• L•• independent RIAFeb 11, 2013 to Aug 19, 2016 · Los Angeles, Ca
- M•• E••• I••••••••• A•••••••• L•• formerDec 11, 2008 to Feb 13, 2013 · Los Angeles, Ca
- E••••••• W••••• M••••••••• L•• to O•••••• I••••••••• M••••••••• L••left Aug 19, 2016, registered Oct 11, 2016 (53 days) · Other
- M•• E••• I••••••••• A•••••••• L•• to E••••••• W••••• M••••••••• L••left Feb 13, 2013, registered Feb 11, 2013 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address