DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Evercore Wealth Management, LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 26 filings
SEC status approved since Oct 1, 2008
RAUM
$16B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
90%
$14B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
97
68 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
1
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$16B as of Mar 31, 2026
Mar 30, 2012$3.3B then
HNW client RAUM$14B as of Mar 31, 2026
Mar 30, 2018$6.7B then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20134 then
Employees (5.A)97 as of Mar 31, 2026
Apr 1, 201363 then
Private funds: 1
RAUM +12% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $20.6MderivedHNW RAUM over HNW clients
- Average account
- $3.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 2.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.0%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
- Financial planning clients
- 751reportedItem 5.H
- Custody
- $1.5B, 129 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$14B89%
- Investment companies$506M3.3%
- Pooled investment vehicles$343M2.2%
- Corporations and businesses$225M1.4%
- Charitable organizations$218M1.4%
- Banks and thrifts$154M1.0%
- Insurance companies$101M0.6%
- Pension and profit-sharing plans$63.3M0.4%
- Individuals$39.1M0.3%
- Individual clients
- 57reported
- HNW clients
- 674reported
- Pension plan clients
- 4reported
- Charitable clients
- 18reported
- Accounts
- 4,895reported
- Financial planning clients
- 751reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.5B for 129 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.9 fund_share=0.05 institutional_share=0.02 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Michael Dennis O'Brien to O'Brien Investment Management, LLCAug 19, 2016 · Other
Joined, latest
- Michael Dennis O'Brien from Mt. Eden Investment Advisors, LLCFeb 11, 2013 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ewm Private Equity Access I, L.P. | $47.0M | 162 | Mar 31, 2026 |
Owners and control persons
Schedule A and B, latest filing
- Patricia Ruth Calaman · Chief Compliance Officer/Chief Legal Officercontrolsince 02/2011 · owns less than 5%
- Sebastian Granzo · Chief Operations Officercontrolsince 11/2019 · owns less than 5%
- Edward Jason Klurfeld · Member Of Board Of Managerscontrolsince 02/2018 · owns less than 5%
- Gilbert Timothy Lalonde · Member Of Board Of Managerscontrolsince 03/2023 · owns less than 5%
- S Jeffrey Maurer · Chairman And Member Of Board Of Managerscontrolsince 01/2020 · owns less than 5%
- Paul Pensa · Member Of Board Of Managerscontrolsince 10/2023 · owns less than 5%
- Carl Christopher Zander · Chief Executive Officer, President And Member Of Board Of Managerscontrolsince 01/2020 · owns less than 5%
- Khanh Ly · Chief Financial Officersince 12/2018 · owns less than 5%
Entity owners
- Evercore Partners Services · Direct Owner Legal Officerdirect · owns 75% or more
- Evercore Partners Services East LLC · Direct Ownerdirect · owns 75% or more
- Evercore Group Holdings LP · Managing Memberindirect · owns 75% or more of Evercore Partners Services East LLC
- Evercore Group Holdings, L.L.C. · General Partnerindirect · owns F of Evercore Group Holdings LP
- Evercore Inc. · General Partnerindirect · owns F of Evercore LP · public reporting company
- Evercore LP · Managing Memberindirect · owns 75% or more of Evercore Group Holdings, L.L.C.
- Evercore LP · Limited Partnerindirect · owns 75% or more of Evercore Group Holdings LP
Related persons
Schedule D 7.A
- Evercore Group L.L.C.broker-dealern
- Evercore Trust Company, N.A.custodiann
Advisers that list Evercore Wealth Management, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA11 employees
- Minneapolis, MN8 employees
- Tampa, FL4 employees
- West Palm Beach, FL3 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 31, 2026advises private funds (Item 7.B): no on the filing of 2025-03-31, yes on the filing of 2026-03-31peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 31, 2026CALAMAN, RUTH, PATRICIA (CHIEF COMPLIANCE OFFICER/CHIEF LEGAL OFFICER) left Schedule A between the filings of 2024-03-29 and 2026-03-31peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 4,405 to 4,895Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 61 to 68Mar 31, 2025 to Mar 31, 2026
- Charity clients · 17 to 18Mar 31, 2025 to Mar 31, 2026
- Corporate clients · 10 to 13Mar 31, 2025 to Mar 31, 2026
- HNW clients · 632 to 674Mar 31, 2025 to Mar 31, 2026
- Individual clients · 64 to 57Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $811M to $1.5BMar 31, 2025 to Mar 31, 2026
- Employees · 88 to 97Mar 31, 2025 to Mar 31, 2026
- Private funds · unset to 1Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $14B to $15BMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $12B to $14BMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $50.3M to $39.1MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $71.5M to $91.0MMar 31, 2025 to Mar 31, 2026
- Pension RAUM · $59.4M to $63.3MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $197M to $343MMar 31, 2025 to Mar 31, 2026
- RAUM · $14B to $16BMar 31, 2025 to Mar 31, 2026
- Accounts · 4,068 to 4,405Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 59 to 61Mar 29, 2024 to Mar 31, 2025
- Charity clients · 16 to 17Mar 29, 2024 to Mar 31, 2025
- Corporate clients · 13 to 10Mar 29, 2024 to Mar 31, 2025
- HNW clients · 600 to 632Mar 29, 2024 to Mar 31, 2025
- Individual clients · 68 to 64Mar 29, 2024 to Mar 31, 2025
- Pension plan clients · 3 to 4Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 11 to 14Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $1.4B to $811MMar 29, 2024 to Mar 31, 2025
- Financial planning clients · More than 500 to More than 500Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $12B to $14BMar 29, 2024 to Mar 31, 2025
- HNW RAUM · $11B to $12BMar 29, 2024 to Mar 31, 2025
- Individual RAUM · $62.9M to $50.3MMar 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $73.6M to $71.5MMar 29, 2024 to Mar 31, 2025
- Pension RAUM · $51.1M to $59.4MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $159M to $197MMar 29, 2024 to Mar 31, 2025
- RAUM · $12B to $14BMar 29, 2024 to Mar 31, 2025
- Accounts · 3,900 to 4,068Apr 1, 2023 to Mar 29, 2024
- Advisory employees · 58 to 59Apr 1, 2023 to Mar 29, 2024
- Advisory activities · 8 to 9Apr 1, 2023 to Mar 29, 2024
- Charity clients · 17 to 16Apr 1, 2023 to Mar 29, 2024
- Corporate clients · 12 to 13Apr 1, 2023 to Mar 29, 2024
- HNW clients · 602 to 600Apr 1, 2023 to Mar 29, 2024
- Pooled vehicle clients · 10 to 11Apr 1, 2023 to Mar 29, 2024
Signals
13 dated events
- Patricia Katherine Clune (Member Of Board Of Managers) no longer on Schedule A of Evercore Wealth Management, Llc (listed 2023-04-01, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Paul Pensa (Member Of Board Of Managers) appeared on Schedule A of Evercore Wealth Management, LlcMar 29, 2024 · Control person joined · fact
- Gilbert Timothy Lalonde (Member Of Board Of Managers) appeared on Schedule A of Evercore Wealth Management, LlcMar 31, 2023 · Control person joined · fact
- Patricia Katherine Clune (Member Of Board Of Managers) appeared on Schedule A of Evercore Wealth Management, LlcMar 31, 2023 · Control person joined · fact
- Claire Nancy Bryson (Member Of Board Of Managers) no longer on Schedule A of Evercore Wealth Management, Llc (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Marie Celeste Brown (Member Of Board Of Managers) no longer on Schedule A of Evercore Wealth Management, Llc (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Marie Celeste Brown (Member Of Board Of Managers) appeared on Schedule A of Evercore Wealth Management, LlcMar 31, 2022 · Control person joined · fact
- Brian Robert Walsh (Member Of Board Of Managers) no longer on Schedule A of Evercore Wealth Management, Llc (listed 2021-03-31, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Alan William Shutzer (Member Of Board Of Managers) no longer on Schedule A of Evercore Wealth Management, Llc (listed 2021-01-15, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Claire Nancy Bryson (Member Of Board Of Managers) appeared on Schedule A of Evercore Wealth Management, LlcMar 31, 2021 · Control person joined · fact
- Sebastian Granzo (Chief Operations Officer) appeared on Schedule A of Evercore Wealth Management, LlcMar 30, 2020 · Control person joined · fact
- Joseph William Rouse (Chief Operating Officer) no longer on Schedule A of Evercore Wealth Management, Llc (listed 2019-04-26, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Brian Jay Springer (Member Of Board Of Managers) no longer on Schedule A of Evercore Wealth Management, Llc (listed 2018-04-27, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Evercore Wealth Management, LLC · Independent Sponsorsshared crd · capital_provider
- Evercore Wealth Management, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 203-918-3389reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 212-453-5612reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 212-822-7620reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/EVERCORE-WEALTH-MANAGEMENT-LLCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- EVERCOREWEALTHANDTRUST.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-822-7620reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- evercorewealthandtrust.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026