RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••••• M••• G••••• M•••••••••
- F•••••••• P••••••• A••••••• I••• state registered currentsince May 17, 2016 · Wyomissing, Pa
- V•• R••• W••••• M••••••••• L•• state registered currentsince Jun 28, 2007 · Wyomissing, Pa
- G••••• W••••• M••••••••• I••• BD affiliatedAug 7, 2006 to Jan 13, 2016 · Reading, Pa
- S••••••• F•••••••• A•••••••• L•• formerApr 3, 2002 to Jan 19, 2007 · Wyomissing, Pa
- W••••• S••••• A••••••• I•• unclassifiedFeb 12, 1998 to Aug 17, 2006 · Wyomissing, Pa
- G••••• W••••• M••••••••• I••• to V•• R••• W••••• M••••••••• L••left Jan 13, 2016, registered Jun 28, 2007 (-3121 days) · Other
- S••••••• F•••••••• A•••••••• L•• to G••••• W••••• M••••••••• I•••left Jan 19, 2007, registered Aug 7, 2006 (-165 days) · Other
- W••••• S••••• A••••••• I•• to S••••••• F•••••••• A•••••••• L••left Aug 17, 2006, registered Apr 3, 2002 (-1597 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address