J••• V• M•••••

• R••••• W• B•••• • C•• I••••••••• mixed wealth current
  since Jan 13, 2018 · Cleveland, Oh
• W•••• F•••• A••••••• wirehouse
  Jan 1, 2008 to Jan 24, 2018 · Toledo, Oh
• A• G• E•••••• • S•••• I••• unclassified
  Dec 9, 2005 to Jan 1, 2008 · Ann Arbor, Mi
• M••••• S•••••• D• I••• unclassified
  Apr 17, 2001 to Nov 17, 2005 · Toledo, Oh

• W•••• F•••• A••••••• to R••••• W• B•••• • C•• I•••••••••
  left Jan 24, 2018, registered Jan 13, 2018 (-11 days) · Other
• A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
  left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
• M••••• S•••••• D• I••• to A• G• E•••••• • S•••• I•••
  left Nov 17, 2005, registered Dec 9, 2005 (22 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wealth manager with institutional or fund businessderived

Years in industry

41derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address