RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• I••• B•••••••
- H•••••••• A•••••••• L•• BD affiliated currentsince Apr 19, 2023 · Lexington, Ma
- B••••••• F•••••••• S•••••••• I••• formerMar 16, 2005 to Apr 21, 2023 · Lexington, Ma
- L•• F•••••••• L•• BD affiliatedFeb 13, 1992 to Oct 28, 2015 · Lexington, Ma
- B••••••• F•••••••• S•••••••• I••• to H•••••••• A•••••••• L••left Apr 21, 2023, registered Apr 19, 2023 (-2 days) · RIA to affiliated broker-dealer or bank · moved with a team
- L•• F•••••••• L•• to B••••••• F•••••••• S•••••••• I•••left Oct 28, 2015, registered Mar 16, 2005 (-3878 days) · Other
- D•••••• I••• B••••••• left B••••••• F•••••••• S•••••••• I••• for H•••••••• A•••••••• L•• (registered 2023-04-19)Apr 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address