DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Danial Luis Lopez

LPL Financial LLCBD affiliatedSan Diego, Cadual registrantIAPD 1309156

Feed of 09/14/2026

At current firm

0 y

since Feb 19, 2026

In the industry

39 y

since Jul 1, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Feb 19, 2026 · San Diego, Ca
U.S. Bancorp Advisors, LLC BD affiliated
Sep 27, 2022 to Nov 25, 2025 · San Diego, Ca
Wells Fargo Advisors wirehouse
Jan 3, 2011 to Sep 22, 2022 · San Diego, Ca
Wells Fargo Investments, LLC unclassified
Jun 30, 2008 to Jan 3, 2011 · Poway, Ca
Banc Of America Investment Services, Inc. unclassified
May 12, 1998 to Jun 30, 2008 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

U.S. Bancorp Advisors, LLC to LPL Financial LLC
left Nov 25, 2025, registered Feb 19, 2026 (86 days) · Affiliated broker-dealer or bank to another
Wells Fargo Advisors to U.S. Bancorp Advisors, LLC
left Sep 22, 2022, registered Sep 27, 2022 (5 days) · Wirehouse to affiliated broker-dealer or bank
Wells Fargo Investments, LLC to Wells Fargo Advisors
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Banc Of America Investment Services, Inc. to Wells Fargo Investments, LLC
left Jun 30, 2008, registered Jun 30, 2008 (0 days) · Other

Signals

Danial Luis Lopez left U.S. Bancorp Advisors, Llc for Lpl Financial Llc (registered 2026-02-19)
Nov 25, 2025 · Advisor changed firm · fact
Danial Luis Lopez left Wells Fargo Advisors for U.S. Bancorp Advisors, Llc (registered 2022-09-27)
Sep 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address