DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher James Clark
Feed of 09/14/2026
Also filed as Chris J Clark
At current firm
2 y
since Aug 1, 2024
In the industry
20 y
since Jul 1, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Global Retirement Partners LLC institutional currentsince Aug 1, 2024 · Los Gatos, Ca
- LPL Financial LLC BD affiliatedSep 8, 2009 to Dec 19, 2025 · Los Gatos, Ca
- Associated Securities Corp. unclassifiedDec 1, 2008 to Sep 8, 2009 · Los Gatos, Ca
- Strategic Wealth Advisors Group formerNov 29, 2007 to Dec 11, 2009 · Los Gatos, Ca
- Fsc Securities Corporation formerJul 3, 2006 to Nov 28, 2008 · Los Gatos, Ca
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Global Retirement Partners LLCleft Dec 19, 2025, registered Aug 1, 2024 (-505 days) · Other
- Strategic Wealth Advisors Group to Associated Securities Corp.left Dec 11, 2009, registered Dec 1, 2008 (-375 days) · Other
- Associated Securities Corp. to LPL Financial LLCleft Sep 8, 2009, registered Sep 8, 2009 (0 days) · Other
- Fsc Securities Corporation to Strategic Wealth Advisors Groupleft Nov 28, 2008, registered Nov 29, 2007 (-365 days) · Other
Signals
- Christopher James Clark left Lpl Financial Llc for Global Retirement Partners Llc (registered 2024-08-01)Dec 19, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address