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Registered advisor
J••• F••••••••• D••••••••
Feed of 09/14/2026
At current firm
12 y
since Mar 21, 2014
In the industry
40 y
since Nov 5, 1985 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Mar 21, 2014 · New York, Ny
- C••••• S••••• S••••••••• •••• L•• formerJul 8, 2005 to Apr 1, 2014 · New York, Ny
- L••••• B••••••• I••• unclassifiedSep 15, 2003 to Jul 19, 2005 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- C••••• S••••• S••••••••• •••• L•• to J••• M••••• S••••••••• L••left Apr 1, 2014, registered Mar 21, 2014 (-11 days) · Other
- L••••• B••••••• I••• to C••••• S••••• S••••••••• •••• L••left Jul 19, 2005, registered Jul 8, 2005 (-11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address