RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• D••• G•••••
- H••••••• S••••••••• F•••••••• S•••••••• I••• independent RIA currentsince Jun 7, 2021 · Puyallup, Wa
- F•••• A••••••••• F•••••••• N•••••• L•• independent RIAOct 1, 2010 to Sep 15, 2020 · Tacoma, Wa
- S••••• C•••••• A••••••• unclassifiedJul 2, 2004 to Sep 30, 2010 · Tacoma, Wa
- K•• F•••••••• S•••••••• I•• formerJul 13, 2000 to Jun 30, 2004 · Tacoma, Wa
- F•••• A••••••••• F•••••••• N•••••• L•• to H••••••• S••••••••• F•••••••• S•••••••• I•••left Sep 15, 2020, registered Jun 7, 2021 (265 days) · RIA to RIA
- S••••• C•••••• A••••••• to F•••• A••••••••• F•••••••• N•••••• L••left Sep 30, 2010, registered Oct 1, 2010 (1 days) · Other
- K•• F•••••••• S•••••••• I•• to S••••• C•••••• A•••••••left Jun 30, 2004, registered Jul 2, 2004 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address