DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••••• L••••••• S••••••

N•• A••••••• S••••••• I••independent RIAJamestown, Nydual registrantIAPD 1316821

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as D•••••• L S••••••

At current firm

1 y

since May 18, 2025

In the industry

41 y

since Feb 11, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Wealth Managerreportedartisancap.comfirm site, Sep 15, 2026
Professional profile: artisancap.com/team/douglas-l-schuttereportedartisancap.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

N•• A••••••• S••••••• I•• independent RIA current
since May 18, 2025 · Jamestown, Ny
T•• A•••••••• G•••• BD affiliated
Oct 9, 2023 to Jul 2, 2025 · Jamestown, Ny
C••••• I••••••••• A••••••• L•• BD affiliated
Nov 12, 2020 to Oct 19, 2023 · Jamestown, Ny
F•••• A••••• A••••••• S•••••••• I••• former
Nov 28, 2011 to Nov 12, 2020 · San Diego, Ca
S••••••••• A•••••• A•••••••• I••• former
Jul 29, 2009 to Dec 31, 2011 · Jamestown, Ny
S••••• F•••••••• A•••••••• L•• unclassified
Aug 13, 2003 to Dec 31, 2007 · Jamestown, Ny

Moves

a registration end followed by a registration begin elsewhere

T•• A•••••••• G•••• to N•• A••••••• S••••••• I••
left Jul 2, 2025, registered May 18, 2025 (-45 days) · corporate re-registration, not a move
C••••• I••••••••• A••••••• L•• to T•• A•••••••• G••••
left Oct 19, 2023, registered Oct 9, 2023 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
F•••• A••••• A••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
left Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
S••••••••• A•••••• A•••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••
left Dec 31, 2011, registered Nov 28, 2011 (-33 days) · Other
S••••• F•••••••• A•••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Dec 31, 2007, registered Jul 29, 2009 (576 days) · Other

Signals

D•••••• L••••••• S•••••• left C••••• I••••••••• A••••••• L•• for T•• A•••••••• G•••• (registered 2023-10-09)
Oct 19, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 41derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address