DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Nwf Advisory Services Inc
Latest filing Mar 31, 2026
First filing on the tape Mar 20, 2012 · 22 filings
SEC status approved since Jun 30, 1998
RAUM
$6.4B
reported, Item 5.F
Discretionary
59%
of RAUM
Private clients
100%
$6.4B individuals and HNW
Advisors
108
registered through the firm on IAPD
RAUM per advisor
$59.5M
derived; firm RAUM over IAPD count
Employees
111
102 advisory (5.B.1)
Offices
38
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$6.4B as of Mar 31, 2026
Mar 20, 2012$253M then
HNW client RAUM$723M as of Mar 31, 2026
Mar 28, 2018$297M then
State-registered IARs (5.B.3)111 as of Mar 31, 2026
Mar 20, 20120 then
Employees (5.A)111 as of Mar 31, 2026
Mar 25, 20132 then
Private funds: no history
RAUM +68% over the last fiscal year+31% a year over threeIARs 0 to 111
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- RAUM per advisor
- $59.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 106derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $340,585derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 59%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.8derived39 offices incl. principal (1.F.5)
- RAUM growth, one year
- +68%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +72%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $32.5M, 75 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$5.7B89%
- High-net-worth individuals$723M11%
- Individual clients
- 11,130reported
- HNW clients
- 303reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 18,868reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $32.5M for 75 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=111.0derived
Advisors registered through the firm
108 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daniel Farid YasharelCertified Financial Planner, Chartered Financial Consultant | Los Angeles, Ca | Jul 8, 1997 | 35 y | 0 |
| Craig Evan Steinhauer | Encino, Ca | Jun 2, 1999 | 36 y | 0 |
| Robert Marvin Schultz | Encino, Ca | May 16, 2000 | 26 y | 0 |
| Kevin Thomas Ryan | Los Angeles, Ca | Nov 15, 2001 | 25 y | 0 |
| Reginald JacksonCertified Financial Planner | Redlands, Ca | Apr 1, 2003 | 42 y | 0 |
| Derrigan Corbett Sheedy | Los Angeles, Ca | Jan 27, 2005 | 22 y | 0 |
| Peter Wei Wang | Yorba Linda, Ca | Mar 22, 2005 | 35 y | 5 |
| Shehab Farouk Mohammad | Los Angeles, Ca | Oct 25, 2007 | 32 y | 0 |
| Kam W. Ho | Anaheim, Ca | Aug 13, 2008 | 21 y | 2 |
| Tara Christel TrautschCertified Financial Planner | Pacific Grove, Ca | Sep 19, 2008 | 19 y | 2 |
| James Joseph WoodCertified Financial Planner | Creve Coeur, Mo | Mar 10, 2009 | 25 y | 4 |
| Adam Reid Kilker | Creve Coeur, Mo | Jul 21, 2011 | 20 y | 0 |
| Gleb Reynlib | Cameron Park, Ca | Apr 2, 2012 | 18 y | 0 |
| Kara M BrockmeierCertified Financial Planner | St. Louis, Mo | Nov 7, 2012 | 16 y | 0 |
| Artin Bandari | Los Angeles, Ca | Nov 26, 2012 | 21 y | 1 |
| Heather Louise Scully | Los Angeles, Ca | Jun 10, 2013 | 30 y | 0 |
| Brandon Lee Dixon-JamesCertified Financial Planner | Fresno, Ca | Oct 8, 2013 | 22 y | 6 |
| Rajer I. Choobak | Los Angeles, Ca | Nov 13, 2013 | 15 y | 3 |
| Cesar Franco | Los Angeles, Ca | Nov 26, 2013 | 28 y | 0 |
| Taea Takagi-Jones | Honolulu, Hi | Jul 14, 2014 | 18 y | 0 |
| Sheryl Diane Rados | Newport Beach, Ca | Jul 3, 2015 | 39 y | 4 |
| Gary Domville Robertson | Newport Beach, Ca | Jul 3, 2015 | 43 y | 4 |
| Willow Drazen | Los Angeles, Ca | Jun 4, 2016 | 12 y | 0 |
| Luka Anton PavlinaCertified Financial Planner | Kingsburg, Ca | Oct 4, 2016 | 20 y | 0 |
| Sylvain P. Lapointe | Walnut Creek, Ca | Jan 31, 2017 | 24 y | 1 |
| Michael Travis WilsonCertified Financial Planner | Los Angeles, Ca | Feb 6, 2017 | 32 y | 1 |
| William Emil Fredrickson | Los Angeles, Ca | Feb 13, 2017 | 30 y | 2 |
| Andrew Gleason Stewart | Los Angeles, Ca | Feb 14, 2017 | 17 y | 1 |
| John Hendrik Wallbrink | Campbell, Ca | Feb 14, 2017 | 32 y | 2 |
| Stacy Mallory Tredennick | Los Angeles, Ca | Feb 14, 2017 | 23 y | 2 |
| Tom Jerald WoodCertified Financial Planner | Redding, Ca | Feb 16, 2017 | 34 y | 2 |
| Rebecca Ann Cameron | Los Angeles, Ca | Feb 17, 2017 | 16 y | 1 |
| Lannie Cecil Wright | Los Angeles, Ca | Mar 3, 2017 | 42 y | 1 |
| David Yoshio Takagi | Honolulu, Hi | Mar 9, 2017 | 51 y | 0 |
| Megan Mirei TakagiCertified Financial Planner | Honolulu, Hi | Mar 9, 2017 | 14 y | 0 |
| Dari Dariush Rachedi | Laguna Niguel, Ca | Oct 5, 2017 | 35 y | 1 |
| Jeromy Andrew Park | Los Angeles, Ca | Oct 25, 2017 | 23 y | 2 |
| Joseph Starkey Hagler | Los Angeles, Ca | Oct 27, 2017 | 30 y | 2 |
| Noah Sheehan BoatrightCertified Financial Planner | Orange, Ca | Oct 30, 2017 | 25 y | 4 |
| Daryl Andrew ColeCertified Financial Planner | Orange, Ca | Nov 1, 2017 | 31 y | 2 |
Advisor movement
1 left, 5 joined in 12 months
net +4 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.9% of current headcount5 left over 36 months
Left, latest
- Cynthia Nowicki Moore to Osaic Wealth, Inc.Sep 29, 2025 · Other
- Denise Marie Petersen to Asset One Wealth Management, LLCSep 3, 2025 · RIA to a newly registered adviser
- Christina Marie Hannah to Stifel, Nicolaus & Company, IncorporatedAug 15, 2025 · RIA to affiliated broker-dealer or bank
- Ryan Gomez to Gerber Kawasaki Wealth & Investment ManagementApr 25, 2025 · RIA to RIA
- Justin Buddy Arce to Osaic Wealth, Inc.Apr 16, 2024 · RIA to affiliated broker-dealer or bank
- Charles Scott Anderson to Ameriprise Financial Services, LLCOct 3, 2022 · RIA to affiliated broker-dealer or bank
- Geoffrey Erik Fellows to Osaic Wealth, Inc.Jun 29, 2021 · RIA to affiliated broker-dealer or bank
- Nancy Ann Pyzel to Osaic Fa, Inc.Nov 4, 2020 · RIA to affiliated broker-dealer or bank
- Dean Otis Leonard to Castle Rock Wealth Management, LLCMar 29, 2018 · RIA to RIA
- Gaye Clarke Lampert to Harvest Financial Advisors, LLCNov 5, 2007 · Other
- Brian Richard Tinker to Osaic Wealth, Inc.Sep 21, 2006 · Other
- Scott David Vineberg to Osaic Wealth, Inc.Mar 22, 2006 · Other
- Bennett William Cale to Tow Financial AdvisorsJun 9, 2005 · Other
- Lorena Sarco to Cetera Investment Advisers LLCFeb 28, 2005 · Other
- Enrico Giovanni Cacciapuoti to Osaic Wealth, Inc.Nov 29, 2004 · Other
Joined, latest
- Nigel James Field Pierce from Perigon Wealth Management, LLCAug 2, 2026 · RIA to RIA
- Jeffrey Paul Mcnaney from The Ameriflex GroupApr 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- William Monfils Upson from Sterling Financial Services, Inc.Jan 1, 2026 · Other
- Kelly Renee Rose from The Ameriflex GroupDec 12, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jennifer Wernsing from The Ameriflex GroupOct 24, 2025 · Affiliated broker-dealer or bank to independent RIA
- Veronika Saparova from Osaic Wealth, Inc.Aug 26, 2025 · Affiliated broker-dealer or bank to independent RIA
- Kam W. Ho from Wise Steward Advisory Services, Inc.Sep 17, 2024 · Other
- Christina Marie Hannah from Osaic Wealth, Inc.Jun 7, 2024 · Affiliated broker-dealer or bank to independent RIA
- Thomas Patrick Gillespie from Ameriprise Financial Services, LLCOct 12, 2023 · Affiliated broker-dealer or bank to independent RIA
- Micheal Masaaki Ono from LPL Financial LLCJun 22, 2023 · Affiliated broker-dealer or bank to independent RIA
- Victor Joseph Mastrella from Cetera Investment Advisers LLCApr 3, 2023 · Affiliated broker-dealer or bank to independent RIA
- Gregg Lawrence Turkin from Cetera Investment Advisers LLCMar 31, 2023 · Affiliated broker-dealer or bank to independent RIA
- Marcus Alan Silver from Cetera Investment Advisers LLCMar 31, 2023 · Affiliated broker-dealer or bank to independent RIA
- Dylan Timothy Brennan from Avantax Advisory ServicesOct 2, 2022 · Affiliated broker-dealer or bank to independent RIA
- Eric Wilford Bond from LPL Financial LLCMar 25, 2022 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from The Ameriflex GroupSep 8, 2025 · Greenwood Village, Co
- 3 joined from Cetera Investment Advisers LLCApr 3, 2023 · Westlake Village, Ca
- 2 joined from Voya Financial Advisors, Inc.Sep 11, 2019 · Denver, Co
- 4 joined from National Planning Corporation ("Npc Of America" In Fl & Ny)Oct 25, 2017 · Orange, Ca
- 2 joined from Voya Financial Advisors, Inc.Sep 29, 2017 · Laguna Niguel, Ca
- 11 joined from Whjr AssociatesApr 18, 2017 · Campbell, Ca · Firm absorbed
- 2 joined from Fmsi AdvisersJul 31, 2015 · Newport Beach, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Farouk Shehab Mohammad · Presidentcontrolsince 07/2007 · owns 50% to 75%
- Louise Heather Scully · Chief Compliance Officercontrolsince 03/2013 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Los Angeles, Ca · principal | 44 | 1 | 3 | ||
| Orange, Ca | 7 | 0 | 0 | ||
| Greenwood Village, Co | 6 | 3 | 0 | ||
| Honolulu, Hi | 5 | 0 | 0 | ||
| Westlake Village, Ca | 4 | 0 | 0 | ||
| Long Beach, Ca | 4 | 1 | 0 | ||
| Newport Beach, Ca | 4 | 0 | 0 | ||
| Sikeston, Mo | 4 | 3 | 0 | ||
| Hays, Ks | 3 | 0 | 0 | ||
| Las Vegas, Nv | 3 | 0 | 0 | ||
| Encino, Ca | 3 | 0 | 0 | ||
| Walnut Creek, Ca | 3 | 1 | 0 | ||
| Creve Coeur, Mo | 3 | 0 | 0 | ||
| Campbell, Ca | 2 | 0 | 0 | ||
| Murrieta, Ca | 2 | 0 | 0 | ||
| Fredonia, Ny | 2 | 0 | 0 | ||
| Fort Wayne, In | 2 | 0 | 0 | ||
| Price, Ut | 2 | 0 | 0 | ||
| San Diego, Ca | 2 | 0 | 0 | ||
| Santa Rosa, Ca | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Orange, CA5 employees
- Encino, CA4 employees
- Honolulu, HI4 employees
- Westlake Village, CA3 employees
- Fresno, CA3 employees
- Walnut Creek, CA2 employees
- Irvine, CA2 employees
- Long Beach, CA2 employees
- Santa Rosa, CA2 employees
- Walnut Creek, CA2 employees
- San Diego, CA1 employees
- Newport Beach, CA1 employees
- Newport Beach, CA1 employees
- , 1 employees
- Palm Desert, CA1 employees
- La Mirada, CA1 employees
- Alhambra, CA1 employees
- Alliso Viejo, CA1 employees
- Cloverdale, CA1 employees
- Kingsburg, CA1 employees
- Newport Beach, CA1 employees
- Novato, CA1 employees
- , 1 employees
- Carmel Valley, CA1 employees
- Pacific Grove, CA1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 11,979.0 to 18,868.0 (+58.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (253 comparable advisers, 90.0th percentile of changes)peers: independent wealth managers, $5B to $20B (253) · 90% percentile
- client count surgeChange between filings · filing Mar 31, 2026individual and HNW clients (Item 5.D) moved from 6,652.0 to 11,433.0 (+72.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +6.0% (224 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $5B to $20B (224) · 94% percentile
- employee count surgeChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 71.0 to 111.0 (+56.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +5.0% (264 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $5B to $20B (264) · 95% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $3,824,876,751 to $6,426,161,220 (+68.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +18.0% (271 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $5B to $20B (271) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 11,979 to 18,868May 20, 2025 to Mar 31, 2026
- Advisory employees · 71 to 102May 20, 2025 to Mar 31, 2026
- BD registered reps · 71 to 111May 20, 2025 to Mar 31, 2026
- HNW clients · 403 to 303May 20, 2025 to Mar 31, 2026
- Individual clients · 6,249 to 11,130May 20, 2025 to Mar 31, 2026
- Pension plan clients · 19.0 to unsetMay 20, 2025 to Mar 31, 2026
- Assets in custody · $29.5M to $32.5MMay 20, 2025 to Mar 31, 2026
- Employees · 71 to 111May 20, 2025 to Mar 31, 2026
- Financial planning clients · 51-100 to 101-250May 20, 2025 to Mar 31, 2026
- State-registered IARs · 0 to 111May 20, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.2B to $3.8BMay 20, 2025 to Mar 31, 2026
- HNW RAUM · $986M to $723MMay 20, 2025 to Mar 31, 2026
- Individual RAUM · $2.8B to $5.7BMay 20, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $1.6B to $2.6BMay 20, 2025 to Mar 31, 2026
- Pension RAUM · 0.0 to unsetMay 20, 2025 to Mar 31, 2026
- RAUM · $3.8B to $6.4BMay 20, 2025 to Mar 31, 2026
- Financial planning clients · 51-100 to 51-100Mar 31, 2025 to May 20, 2025
- Accounts · 6,555 to 11,979Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 2 to 71Mar 28, 2024 to Mar 31, 2025
- BD registered reps · 2 to 71Mar 28, 2024 to Mar 31, 2025
- HNW clients · unset to 403.0Mar 28, 2024 to Mar 31, 2025
- Pension plan clients · unset to 19.0Mar 28, 2024 to Mar 31, 2025
- Assets in custody · unset to 29540137.0Mar 28, 2024 to Mar 31, 2025
- Custody of client assets · false to trueMar 28, 2024 to Mar 31, 2025
- Employees · 3 to 71Mar 28, 2024 to Mar 31, 2025
- Insurance-licensed employees · 1 to 0Mar 28, 2024 to Mar 31, 2025
- State-registered IARs · 2 to 0Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.7B to $2.2BMar 28, 2024 to Mar 31, 2025
- HNW RAUM · unset to 985970511.0Mar 28, 2024 to Mar 31, 2025
- Individual RAUM · $3.7B to $2.8BMar 28, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $2.0B to $1.6BMar 28, 2024 to Mar 31, 2025
- Pension RAUM · unset to 0.0Mar 28, 2024 to Mar 31, 2025
- RAUM · $3.7B to $3.8BMar 28, 2024 to Mar 31, 2025
- Related adviser · true to falseMar 28, 2024 to Mar 31, 2025
- Related insurance company · true to falseMar 28, 2024 to Mar 31, 2025
- Wrap assets (manager) · $426M to $0Mar 28, 2024 to Mar 31, 2025
- Accounts · 6,090 to 6,555Mar 28, 2023 to Mar 28, 2024
- Individual clients · 6,090 to 6,249Mar 28, 2023 to Mar 28, 2024
- Financial planning clients · 26-50 to 51-100Mar 28, 2023 to Mar 28, 2024
- State-registered IARs · 1 to 2Mar 28, 2023 to Mar 28, 2024
Signals
21 dated events
- Michael Lawrence Weintraub no longer registered at Nwf Advisory Services Inc; no later IA registration on IAPDJul 23, 2026 · Advisor departure · fact
- Jennie Kern Hunsberger no longer registered at Nwf Advisory Services Inc; no later IA registration on IAPDJul 23, 2026 · Advisor departure · fact
- Nwf Advisory Services Inc reported 111 state-registered advisory representatives, up from 0 (2025-05-20 to 2026-03-31)Mar 31, 2026 · Advisor headcount change · derived
- Nwf Advisory Services Inc reported RAUM $6.4B, up 68% from $3.8B (2025-05-20 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Sarah Katherine Stachnik no longer registered at Nwf Advisory Services Inc; no later IA registration on IAPDOct 15, 2025 · Advisor departure · fact
- Cynthia Nowicki Moore left Nwf Advisory Services Inc for Osaic Wealth, Inc. (registered 2010-03-03)Sep 29, 2025 · Advisor changed firm · fact
- 2 advisors left The Ameriflex Group (Greenwood Village, CO) for Nwf Advisory Services Inc on the same daySep 8, 2025 · Team lift-out · derived
- Denise Marie Petersen left Nwf Advisory Services Inc for Asset One Wealth Management, Llc (registered 2025-09-24)Sep 3, 2025 · Advisor changed firm · fact
- Christina Marie Hannah left Nwf Advisory Services Inc for Stifel, Nicolaus & Company, Incorporated (registered 2025-09-03)Aug 15, 2025 · Advisor changed firm · fact
- Ryan Gomez left Nwf Advisory Services Inc for Gerber Kawasaki Wealth & Investment Management (registered 2025-06-16)Apr 25, 2025 · Advisor changed firm · fact
- Justin Buddy Arce left Nwf Advisory Services Inc for Osaic Wealth, Inc. (registered 2020-11-19)Apr 16, 2024 · Advisor changed firm · fact
- Nwf Advisory Services Inc reported RAUM $3.7B, up 30% from $2.9B (2023-03-28 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- 3 advisors left Cetera Investment Advisers LLC (Westlake Village, CA) for Nwf Advisory Services Inc a day apartApr 3, 2023 · Team lift-out · derived
- Nwf Advisory Services Inc reported RAUM $2.9B, up 35% from $2.1B (2022-03-28 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- Charles Scott Anderson left Nwf Advisory Services Inc for Ameriprise Financial Services, Llc (registered 2022-08-29)Oct 3, 2022 · Advisor changed firm · fact
- Nwf Advisory Services Inc reported RAUM $2.1B, up 26% from $1.7B (2021-12-09 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- Mikhael Mary Mohammad (Executive Vice President) no longer on Schedule A of Nwf Advisory Services Inc (listed 2021-03-24, absent 2021-12-09)Dec 9, 2021 · Control person left · inference
- Nwf Advisory Services Inc reported RAUM $1.4B, up 34% from $1.1B (2019-03-26 to 2020-03-25)Mar 25, 2020 · RAUM change · derived
- Nwf Advisory Services Inc reported 45 offices beyond its principal office, up from 33 (2018-03-28 to 2019-03-26)Mar 26, 2019 · Office count change · derived
- Nwf Advisory Services Inc reported 2 state-registered advisory representatives, down from 29 (2017-03-30 to 2018-03-28)Mar 28, 2018 · Advisor headcount change · derived
- Nwf Advisory Services Inc reported RAUM $911.6M, up 96% from $464.3M (2017-03-30 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 310-475-5854reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/nwf-advisoryreportedpublic record, Form ADV, Sep 17, 2026
- Website
- NWFADVISORY.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 310-475-5854reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- artisancap.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- artisancap.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $59.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026