S••••• W•••• B•••••••

• K••••• A••••••• S•••••••• L•• BD affiliated current
  since Aug 4, 2025 · Vestabia, Al
• C••••••••• F•••••••• N•••••• national BD
  Nov 3, 2006 to Aug 7, 2025 · Waltham, Ma
• E•••••••• A•••••••• L•• national BD
  Jun 1, 2005 to Nov 9, 2006 · Trussville, Al
• M••• S••••••••• C••••••••• unclassified
  Nov 4, 2002 to Jun 1, 2005 · Birmingham, Al
• T•• B••••••• G•••• unclassified
  Jan 4, 2000 to Mar 17, 2005 · Birmingham, Al

• C••••••••• F•••••••• N•••••• to K••••• A••••••• S•••••••• L••
  left Aug 7, 2025, registered Aug 4, 2025 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
• E•••••••• A•••••••• L•• to C••••••••• F•••••••• N••••••
  left Nov 9, 2006, registered Nov 3, 2006 (-6 days) · Affiliated broker-dealer or bank to another
• M••• S••••••••• C••••••••• to E•••••••• A•••••••• L••
  left Jun 1, 2005, registered Jun 1, 2005 (0 days) · corporate re-registration, not a move
• T•• B••••••• G•••• to M••• S••••••••• C•••••••••
  left Mar 17, 2005, registered Nov 4, 2002 (-864 days) · Other

• ••• Locked
  Aug 7, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

41derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address