DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Newsquare Capital, LLC
Latest filing Feb 6, 2026
First filing on the tape Feb 7, 2012 · 36 filings
SEC status approved since Jan 11, 2010
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$2.3B individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$399M
derived; firm RAUM over IAPD count
Employees
21
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$2.4B as of Feb 6, 2026
Feb 7, 2012$133M then
HNW client RAUM$1.4B as of Feb 6, 2026
Mar 29, 2018$309M then
State-registered IARs (5.B.3)5 as of Feb 6, 2026
Mar 5, 201325 then
Employees (5.A)21 as of Feb 6, 2026
Mar 5, 201340 then
Private funds: no history
RAUM +24% over the last fiscal year+26% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Feb 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $399MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 351derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.9MderivedHNW RAUM over HNW clients
- Average account
- $574,074derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.5derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.9%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Wrap fee program
- $2.4BreportedItem 5.I
- Custody
- $888M, 1,186 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.4B59%
- Individuals$911M38%
- Pension and profit-sharing plans$37.1M1.5%
- Corporations and businesses$22.6M0.9%
- Charitable organizations$10.1M0.4%
- Individual clients
- 1,900reported
- HNW clients
- 205reported
- Pension plan clients
- 40reported
- Charitable clients
- 21reported
- Accounts
- 4,168reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $888M for 1,186 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ryan L KirkChartered Financial Analyst | Fort Washington, Pa | Feb 15, 2016 | 17 y | 3 |
| Miguel L Biamon | Newtown Square, Pa | Aug 3, 2018 | 28 y | 2 |
| Timothy Andrew Chisholm | Newtown Square, Pa | Nov 8, 2018 | 28 y | 4 |
| Lee Scott GroutChartered Financial Analyst | Newtown Square, Pa | Feb 24, 2026 | 31 y | 1 |
| Tyler Andrew Pugliese | Newtown Square, Pa | Mar 2, 2026 | 11 y | 0 |
| Robert Kenneth Kuberski | Newtown Square, Pa | Aug 3, 2026 | 28 y | 6 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Christopher Charles Truscello to Hornor, Townsend & Kent, LLCDec 9, 2016 · Other
- Gerad Martin Thorell to Msi Financial Services, Inc.Mar 23, 2016 · Other
- Marc J Bernstein to Msi Financial Services, Inc.Feb 10, 2015 · Other
- Bryan R Cogliano to Osaic Fa, Inc.Sep 16, 2014 · Other
- Steven John Woodruff to Strategic Advisers LLCSep 16, 2014 · Other
- Lamont A. Brown to Nfp Advisor Services, LLCNov 19, 2013 · Other
Joined, latest
- Robert Kenneth Kuberski from MML Investors Services, LLCAug 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- Lee Scott Grout from Killen Group IncFeb 24, 2026 · Other
- Timothy Andrew Chisholm from Efficient AdvisorsNov 8, 2018 · RIA to RIA
- Miguel L Biamon from Blue Bell Private Wealth Management, LLCAug 3, 2018 · RIA to RIA
- Daniel Patrick Maguire from Msi Financial Services, Inc.Mar 24, 2016 · Other
- Joseph Vincent Naselli from Msi Financial Services, Inc.Mar 24, 2016 · Other
- John Frank Mazzola from Msi Financial Services, Inc.Mar 24, 2016 · Other
- Robert M Marasheski from Msi Financial Services, Inc.Mar 23, 2016 · Other
- Adam L Johnstone from Msi Financial Services, Inc.Mar 23, 2016 · Other
- Anthony John Santisi from Msi Financial Services, Inc.Mar 23, 2016 · Other
- Brian Charles Mcgeehan from Msi Financial Services, Inc.Mar 7, 2016 · Other
- John Michael Klusarits from Msi Financial Services, Inc.Mar 4, 2016 · Other
- Patrick Michael Mccann from Msi Financial Services, Inc.Mar 4, 2016 · Other
- Christopher Charles Truscello from Msi Financial Services, Inc.Mar 4, 2016 · Other
- Joseph Edward Syernick from Msi Financial Services, Inc.Feb 16, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 29 joined from Msi Financial Services, Inc.Mar 25, 2017 · Newtown Square, Pa
- 30 joined from New England Securities CorporationJan 2, 2015 · Newtown Square, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lynn Christy Hart · Director Of Operationscontrolsince 04/2017 · owns less than 5%
- L Ryan Kirk · President / Head Of Portfolio Managementcontrolsince 04/2017 · owns less than 5%
- Vincent Joseph Naselli · Membercontrolsince 01/2016 · owns 50% to 75%
- Samuel Joseph Rizzello · Chief Executive Officercontrolsince 04/2017 · owns less than 5%
- Garry Matthew Wilson · Chief Compliance Officercontrolsince 04/2016 · owns less than 5%
- Claire Daniels · Trusteecontrolsince 12/2016 · owns 25% to 50% of The Eleanor Mae Daniels Trust
- Earl Gary Daniels · Trusteecontrolsince 11/2015 · owns 25% to 50% of The Eleanor Mae Daniels Trust
- Hart Jesse Daniels · Trusteecontrolsince 11/2015 · owns 25% to 50% of The Eleanor Mae Daniels Trust
Entity owners
- The Eleanor Mae Daniels Trust · Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- The Investment Lab, LLCinvestment advisernRAUM $70,000
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Newtown Square, Pa · principal | 6 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Feb 6, 2026DANIELS, JESSE, HART (TRUSTEE) left Schedule A between the filings of 2018-03-29 and 2026-02-06peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Feb 6, 2026Daniels, Claire (TRUSTEE) left Schedule A between the filings of 2018-03-29 and 2026-02-06peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Feb 6, 2026DANIELS, GARY, EARL (TRUSTEE) left Schedule A between the filings of 2018-03-29 and 2026-02-06peers: independent wealth managers, $1B to $5B (1,360)
- business activity changedChange between filings · filing Feb 6, 2026financial planning (Item 5.G.1): no on the filing of 2025-03-28, yes on the filing of 2026-02-06peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 3,752 to 4,168Mar 28, 2025 to Feb 6, 2026
- Charity clients · 23 to 21Mar 28, 2025 to Feb 6, 2026
- Corporate clients · 31 to 30Mar 28, 2025 to Feb 6, 2026
- HNW clients · 170 to 205Mar 28, 2025 to Feb 6, 2026
- Individual clients · 1,896 to 1,900Mar 28, 2025 to Feb 6, 2026
- Pension plan clients · 43 to 40Mar 28, 2025 to Feb 6, 2026
- Assets in custody · $813M to $888MMar 28, 2025 to Feb 6, 2026
- Insurance-licensed employees · 4 to 3Mar 28, 2025 to Feb 6, 2026
- Discretionary RAUM · $1.9B to $2.4BMar 28, 2025 to Feb 6, 2026
- HNW RAUM · $1.1B to $1.4BMar 28, 2025 to Feb 6, 2026
- Individual RAUM · $813M to $911MMar 28, 2025 to Feb 6, 2026
- Pension RAUM · $28.0M to $37.1MMar 28, 2025 to Feb 6, 2026
- RAUM · $1.9B to $2.4BMar 28, 2025 to Feb 6, 2026
- Wrap assets (manager) · $4.5M to $0Mar 28, 2025 to Feb 6, 2026
- Accounts · 3,636 to 3,752Sep 10, 2024 to Mar 28, 2025
- Advisory employees · 5 to 6Sep 10, 2024 to Mar 28, 2025
- Charity clients · 22 to 23Sep 10, 2024 to Mar 28, 2025
- Corporate clients · 35 to 31Sep 10, 2024 to Mar 28, 2025
- HNW clients · 147 to 170Sep 10, 2024 to Mar 28, 2025
- Individual clients · 1,792 to 1,896Sep 10, 2024 to Mar 28, 2025
- Pension plan clients · 45 to 43Sep 10, 2024 to Mar 28, 2025
- Assets in custody · $453M to $813MSep 10, 2024 to Mar 28, 2025
- Employees · 17 to 21Sep 10, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Sep 10, 2024 to Mar 28, 2025
- State-registered IARs · 6 to 5Sep 10, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.6B to $1.9BSep 10, 2024 to Mar 28, 2025
- HNW RAUM · $734M to $1.1BSep 10, 2024 to Mar 28, 2025
- Individual RAUM · $757M to $813MSep 10, 2024 to Mar 28, 2025
- Pension RAUM · $26.6M to $28.0MSep 10, 2024 to Mar 28, 2025
- RAUM · $1.6B to $1.9BSep 10, 2024 to Mar 28, 2025
- Wrap assets (manager) · $1.4M to $4.5MSep 10, 2024 to Mar 28, 2025
- Accounts · 3,230 to 3,636Aug 2, 2023 to Mar 28, 2024
- BD registered reps · 3 to 2Aug 2, 2023 to Mar 28, 2024
- Charity clients · 17 to 22Aug 2, 2023 to Mar 28, 2024
- Corporate clients · 36 to 35Aug 2, 2023 to Mar 28, 2024
- HNW clients · 144 to 147Aug 2, 2023 to Mar 28, 2024
- Individual clients · 1,574 to 1,792Aug 2, 2023 to Mar 28, 2024
- Pension plan clients · 59 to 45Aug 2, 2023 to Mar 28, 2024
- Assets in custody · $326M to $453MAug 2, 2023 to Mar 28, 2024
- Employees · 16 to 17Aug 2, 2023 to Mar 28, 2024
Signals
3 dated events
- Newsquare Capital, Llc reported RAUM $1.6B, up 31% from $1.2B (2023-08-02 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Newsquare Capital, Llc reported RAUM $1.2B, up 30% from $919.6M (2021-03-29 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Newsquare Capital, Llc reported RAUM $778.6M, up 29% from $601.8M (2019-10-30 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@newsquarecapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 610-325-5909reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 877-313-1343reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/newsquare-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- NEWSQUARECAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 610-325-6117reportedpublic record, Form ADV, Feb 6, 2026
- Contact form
- newsquarecapital.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $399Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026