RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•• P•••
- A••••••• I••••••••• S••••••••• G••••• L•• i••••••••• wealth currentsince Jul 29, 2015 · Lake Oswego, Or
- J•• C•••••• A•••••••• L•• formerApr 11, 2012 to Mar 8, 2018 · Portland, Or
- P•••••• I••••••••• C••••••• L•• formerOct 24, 2002 to Apr 11, 2012 · Portland, Or
- J•• C•••••• A•••••••• L•• to A••••••• I••••••••• S••••••••• G••••• L••left Mar 8, 2018, registered Jul 29, 2015 (-953 days) · Other
- P•••••• I••••••••• C••••••• L•• to J•• C•••••• A•••••••• L••left Apr 11, 2012, registered Apr 11, 2012 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address