RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• K•••••••• M••••••
- F••••• I••••••••• independent RIA currentsince Mar 20, 2018 · Plano, Tx
- E•••••••• C•••••• M••••••••• L•• independent RIADec 4, 2014 to Mar 2, 2018 · Bellevue, Wa
- R•• C•••••• M••••••• L•• national BDFeb 9, 2012 to Dec 24, 2014 · Portland, Or
- S••••• C•••• C•••••• L•• formerOct 5, 2009 to Feb 9, 2012 · Ketchum, Id
- E•••••••• C•••••• M••••••••• L•• to F••••• I•••••••••left Mar 2, 2018, registered Mar 20, 2018 (18 days) · RIA to RIA
- R•• C•••••• M••••••• L•• to E•••••••• C•••••• M••••••••• L••left Dec 24, 2014, registered Dec 4, 2014 (-20 days) · Other
- S••••• C•••• C•••••• L•• to R•• C•••••• M••••••• L••left Feb 9, 2012, registered Feb 9, 2012 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address