DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• W••• N••••

C••••••••• F•••••••• N••••••national BDSaint Charles, Ildual registrantIAPD 1330454

Feed of 09/14/2026

Also filed as Jeff W Nolan

At current firm

2 y

since May 3, 2024

In the industry

31 y

since Feb 22, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• N•••••• national BD current
since May 3, 2024 · Saint Charles, Il
S••••••••• A•••••• A•••••••• I••• former
Nov 16, 2017 to May 1, 2024 · Elgin, Il
I••••• F•••••••• C••••••••• former
Jan 2, 2014 to Nov 20, 2017 · Appleton, Wi
L•• F•••••••• L•• BD affiliated
Oct 2, 2009 to Dec 31, 2013 · Elgin, Il
I••••• F•••••••• C••••••••• former
Feb 10, 2006 to Oct 7, 2009 · Naperville, Il
Q•• F•••••••• L•• unclassified
Aug 19, 2005 to Feb 7, 2006 · West Dundee, Il
U••••• S••••••••• A•••••••• I••• unclassified
Sep 15, 2004 to Aug 18, 2005 · Elgin, Il
F•••••••• M••••••••• • A••••••• S•••••••• L•• unclassified
Apr 29, 2004 to Dec 7, 2004 · Elgin, Ca
I••••••••• F•••••• A••••••• S•••••••• L•• unclassified
Jul 15, 2003 to Jan 18, 2005 · Elgin, Il

Moves

a registration end followed by a registration begin elsewhere

S••••••••• A•••••• A•••••••• I••• to C••••••••• F•••••••• N••••••
left May 1, 2024, registered May 3, 2024 (2 days) · Affiliated broker-dealer or bank to another
I••••• F•••••••• C••••••••• to S••••••••• A•••••• A•••••••• I•••
left Nov 20, 2017, registered Nov 16, 2017 (-4 days) · Other
L•• F•••••••• L•• to I••••• F•••••••• C•••••••••
left Dec 31, 2013, registered Jan 2, 2014 (2 days) · Other
I••••• F•••••••• C••••••••• to L•• F•••••••• L••
left Oct 7, 2009, registered Oct 2, 2009 (-5 days) · Other
Q•• F•••••••• L•• to I••••• F•••••••• C•••••••••
left Feb 7, 2006, registered Feb 10, 2006 (3 days) · Other
U••••• S••••••••• A•••••••• I••• to Q•• F•••••••• L••
left Aug 18, 2005, registered Aug 19, 2005 (1 days) · Other
I••••••••• F•••••• A••••••• S•••••••• L•• to F•••••••• M••••••••• • A••••••• S•••••••• L••
left Jan 18, 2005, registered Apr 29, 2004 (-264 days) · Other
F•••••••• M••••••••• • A••••••• S•••••••• L•• to U••••• S••••••••• A•••••••• I•••
left Dec 7, 2004, registered Sep 15, 2004 (-83 days) · Other

Signals

J•••••• W••• N•••• left S••••••••• A•••••• A•••••••• I••• for C••••••••• F•••••••• N•••••• (registered 2024-05-03)
May 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address