RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• L• N•••
- C••••• • A••••••••• I••• independent RIA currentsince Apr 21, 2022 · Jacksonville Beach, Fl
- S•••••••• F••••••••• I••• formerMar 7, 2019 to Dec 3, 2021 · Jacksonville Beach, Fl
- P•••• S••••••••• L•• no RAUMApr 28, 2017 to Oct 17, 2017 · Jacksonville, Fl
- S•••••••• F••••••••• I••• to C••••• • A••••••••• I•••left Dec 3, 2021, registered Apr 21, 2022 (139 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to S•••••••• F••••••••• I•••left Oct 17, 2017, registered Mar 7, 2019 (506 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address