RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• E••••• B••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Feb 17, 2023 · Princeton, Nj
- M••••• S•••••• wirehouseNov 17, 2011 to Mar 7, 2023 · Lawrenceville, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 9, 1998 to Nov 18, 2011 · Bridgewater, Nj
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Mar 7, 2023, registered Feb 17, 2023 (-18 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Nov 18, 2011, registered Nov 17, 2011 (-1 days) · Wirehouse to wirehouse
- P•••• E••••• B•••• left M••••• S•••••• for U•• F•••••••• S••••••• I••• (registered 2023-02-17)Mar 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address