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RIA Intelligence
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Registered advisor
M•••••• A•••••• C•••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
3 y
since Mar 3, 2023
In the industry
39 y
since Sep 18, 1987 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Mar 3, 2023 · Jacksonville, Fl
- O•••• F•• I••• formerJun 1, 1998 to Mar 1, 2023 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to C••••••••• F•••••••• N••••••left Mar 1, 2023, registered Mar 3, 2023 (2 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- M•••••• A•••••• C••••• left O•••• F•• I••• for C••••••••• F•••••••• N•••••• (registered 2023-03-03)Mar 1, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address