DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Dst Wealth Management LLC
Latest filing Feb 23, 2026
First filing on the tape Feb 14, 2020 · 28 filings
SEC status approved since Mar 16, 2020
RAUM
$532M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$532M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$106M
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$532M as of Feb 23, 2026
Mar 23, 2021$235M then
HNW client RAUM$403M as of Feb 23, 2026
Mar 23, 2021$147M then
State-registered IARs (5.B.3)5 as of Feb 23, 2026
Mar 23, 20215 then
Employees (5.A)10 as of Feb 23, 2026
Mar 23, 20215 then
Private funds: no history
RAUM +19% over the last fiscal year+7.6% a year over threeIARs 6 to 5
Practice profile
derived from the filing of Feb 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $106MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.2MderivedHNW RAUM over HNW clients
- Average account
- $756,916derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.1%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$403M76%
- Individuals$129M24%
- Individual clients
- 148reported
- HNW clients
- 49reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 703reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Edward Richard Woolery | Indian Wells, Ca | May 31, 2019 | 41 y | 0 |
| Robert Joseph Binkele | Indian Wells, Ca | Sep 3, 2019 | 31 y | 4 |
| John B Balmer | Irvine, Ca | Oct 25, 2019 | 23 y | 7 |
| Michael Joseph Boden | Indian Wells, Ca | Aug 19, 2021 | 18 y | 0 |
| Christopher Mark Moore | Halfmoon, Ny | Jan 23, 2023 | 35 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- William Christian Gabrielsen to Compass Financial Management LLCApr 10, 2025 · RIA to RIA
- Gregory John Richards to Kingswood Wealth Advisors, LLCJul 20, 2023 · RIA to affiliated broker-dealer or bank
- Kyle Rodgers to Kingswood Wealth Advisors, LLCOct 25, 2022 · RIA to RIA
- Richard S Rodgers to Kingswood Wealth Advisors, LLCOct 21, 2022 · RIA to RIA
Joined, latest
- William Christian Gabrielsen from LPL Financial LLCNov 26, 2024 · Affiliated broker-dealer or bank to independent RIA
- Christopher Mark Moore from K-One Investment Company, Inc.Jan 23, 2023 · Other
- Gregory John Richards from Centaurus Financial, Inc.Feb 7, 2020 · Affiliated broker-dealer or bank to independent RIA
- Richard S Rodgers from Centaurus Financial, Inc.Dec 9, 2019 · Affiliated broker-dealer or bank to independent RIA
- Kyle Rodgers from Centaurus Financial, Inc.Dec 9, 2019 · Affiliated broker-dealer or bank to independent RIA
- John B Balmer from Centaurus Financial, Inc.Oct 25, 2019 · Affiliated broker-dealer or bank to independent RIA
- Robert Joseph Binkele from Centaurus Financial, Inc.Sep 3, 2019 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Centaurus Financial, Inc.Nov 26, 2019 · Anaheim, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Richard Edward Woolery · President / Chief Compliance Officercontrolsince 04/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Indian Wells, Ca · principal | 5 | 0 | 0 | ||
| Biddeford, Me | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Irvine, CA1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Feb 23, 2026discretionary share of RAUM of 0% against a peer median of 99% (1483 comparable advisers, 0.0th percentile, 33.5 robust deviations)peers: independent wealth managers, $500M to $1B (1,483) · 0.0% percentile
- account count collapseChange between filings · filing Feb 23, 2026accounts (Item 5.F.2.f) moved from 1,095.0 to 703.0 (-36.0%) between the annual amendments of 2025-03-26 and 2026-02-23; the peer median change was +6.0% (1256 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 2.5% percentile
What changed
consecutive filings, newest first
- Accounts · 1,095 to 703Mar 26, 2025 to Feb 23, 2026
- Advisory employees · 6 to 5Mar 26, 2025 to Feb 23, 2026
- Corporate clients · unset to 0.0Mar 26, 2025 to Feb 23, 2026
- HNW clients · 37 to 49Mar 26, 2025 to Feb 23, 2026
- Individual clients · 154 to 148Mar 26, 2025 to Feb 23, 2026
- Assets in custody · 0.0 to unsetMar 26, 2025 to Feb 23, 2026
- Employees · 12 to 10Mar 26, 2025 to Feb 23, 2026
- State-registered IARs · 6 to 5Mar 26, 2025 to Feb 23, 2026
- Discretionary RAUM · $36.0M to $0Mar 26, 2025 to Feb 23, 2026
- HNW RAUM · $352M to $403MMar 26, 2025 to Feb 23, 2026
- Individual RAUM · $44.1M to $129MMar 26, 2025 to Feb 23, 2026
- Non-discretionary RAUM · $411M to $532MMar 26, 2025 to Feb 23, 2026
- RAUM · $447M to $532MMar 26, 2025 to Feb 23, 2026
- RAUM · $405M to $447MDec 24, 2024 to Mar 26, 2025
- Accounts · 664 to 1,095Dec 24, 2024 to Mar 26, 2025
- Advisory employees · 5 to 6Dec 24, 2024 to Mar 26, 2025
- BD registered reps · 1 to 3Dec 24, 2024 to Mar 26, 2025
- Corporate clients · 0.0 to unsetDec 24, 2024 to Mar 26, 2025
- HNW clients · 149 to 37Dec 24, 2024 to Mar 26, 2025
- Individual clients · 22 to 154Dec 24, 2024 to Mar 26, 2025
- Employees · 7 to 12Dec 24, 2024 to Mar 26, 2025
- Financial planning clients · unset to Dec 24, 2024 to Mar 26, 2025
- State-registered IARs · 5 to 6Dec 24, 2024 to Mar 26, 2025
- Other offices · 1 to 0Dec 24, 2024 to Mar 26, 2025
- Discretionary RAUM · $3.1M to $36.0MDec 24, 2024 to Mar 26, 2025
- HNW RAUM · $286M to $352MDec 24, 2024 to Mar 26, 2025
- Individual RAUM · $119M to $44.1MDec 24, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $402M to $411MDec 24, 2024 to Mar 26, 2025
- Accounts · 784 to 664Jul 25, 2023 to Mar 28, 2024
- Advisory employees · 6 to 5Jul 25, 2023 to Mar 28, 2024
- BD registered reps · 3 to 1Jul 25, 2023 to Mar 28, 2024
- HNW clients · 74 to 149Jul 25, 2023 to Mar 28, 2024
- Individual clients · 440 to 22Jul 25, 2023 to Mar 28, 2024
- Employees · 8 to 7Jul 25, 2023 to Mar 28, 2024
- State-registered IARs · 6 to 5Jul 25, 2023 to Mar 28, 2024
- Discretionary RAUM · $106M to $3.1MJul 25, 2023 to Mar 28, 2024
- HNW RAUM · $285M to $286MJul 25, 2023 to Mar 28, 2024
- Individual RAUM · $143M to $119MJul 25, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $322M to $402MJul 25, 2023 to Mar 28, 2024
- RAUM · $428M to $405MJul 25, 2023 to Mar 28, 2024
Signals
7 dated events
- William Christian Gabrielsen left Dst Wealth Management Llc for Compass Financial Management Llc (registered 2025-04-04)Apr 10, 2025 · Advisor changed firm · fact
- Gregory John Richards left Dst Wealth Management Llc for Kingswood Wealth Advisors, Llc (registered 2023-08-03)Jul 20, 2023 · Advisor changed firm · fact
- Dst Wealth Management Llc reported RAUM $427.7M, up 36% from $314.5M (2022-12-07 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Kyle Rodgers left Dst Wealth Management Llc for Kingswood Wealth Advisors, Llc (registered 2022-11-08)Oct 25, 2022 · Advisor changed firm · fact
- Richard S Rodgers left Dst Wealth Management Llc for Kingswood Wealth Advisors, Llc (registered 2022-11-10)Oct 21, 2022 · Advisor changed firm · fact
- Dst Wealth Management Llc reported RAUM $234.8M, up 121% from $106.2M (2020-12-24 to 2021-03-23)Mar 23, 2021 · RAUM change · derived
- Dst Wealth Management Llc filed its initial SEC registration (Form ADV)Feb 14, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 760-340-1448reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- DSTWM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 760-340-1448reportedpublic record, Form ADV, Feb 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $106Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026