RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• G••••• T•••••
- W•••• F•••• A••••••• wirehouse currentsince May 22, 2020 · Mclean, Va
- U•• F•••••••• S••••••• I••• wirehouseApr 16, 2010 to Jun 19, 2020 · Mclean, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 13, 2005 to Apr 21, 2010 · Reston, Va
- M••••• S•••••• D• I••• unclassifiedApr 25, 2002 to May 17, 2005 · Reston, Va
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jun 19, 2020, registered May 22, 2020 (-28 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Apr 21, 2010, registered Apr 16, 2010 (-5 days) · Wirehouse to wirehouse
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 17, 2005, registered May 13, 2005 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address