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Registered advisor
E••• D••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as E••• John D••••
At current firm
19 y
since Mar 20, 2007
In the industry
41 y
since Apr 9, 1985 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Mar 20, 2007 · Bridgewater, Nj
- C••••• I••••••••• S••••••• L•• formerJun 1, 2006 to Mar 19, 2007 · West Orange, Nj
- E•••• N••••••• S••••••••• I••• formerMar 2, 2004 to May 4, 2006 · Cedar Grove, Nj
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• S••••••• L•• to P•• W••••• M•••••••••left Mar 19, 2007, registered Mar 20, 2007 (1 days) · Other
- E•••• N••••••• S••••••••• I••• to C••••• I••••••••• S••••••• L••left May 4, 2006, registered Jun 1, 2006 (28 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address