DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Brookstone Capital Management LLC
Latest filing Mar 11, 2026
First filing on the tape Jan 11, 2012 · 54 filings
SEC status approved since Jun 20, 2007
RAUM
$13B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$13B individuals and HNW
Advisors
332
registered through the firm on IAPD
RAUM per advisor
$38.4M
derived; firm RAUM over IAPD count
Employees
405
320 advisory (5.B.1)
Offices
271
beyond the principal office
Private funds
0
reported on Schedule D
History
54 filings and snapshots on the tape
RAUM$13B as of Mar 11, 2026
Jan 11, 2012$364M then
HNW client RAUM$1.6B as of Mar 11, 2026
Mar 19, 2018$600M then
State-registered IARs (5.B.3)320 as of Mar 11, 2026
Feb 1, 2013191 then
Employees (5.A)405 as of Mar 11, 2026
Feb 1, 2013193 then
Private funds: no history
RAUM +22% over the last fiscal year+19% a year over threeIARs 319 to 320
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $38.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 165derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $338,712derivedHNW RAUM over HNW clients
- Average account
- $155,679derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 1.2derived272 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- $8.7BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$11B86%
- High-net-worth individuals$1.6B13%
- Corporations and businesses$87.5M0.7%
- Individual clients
- 49,950reported
- HNW clients
- 4,860reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 81,900reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
326 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Nadim "Dean" ZayedCertified Financial Planner | Wheaton, Il | Aug 21, 2006 | 26 y | 2 |
| Peter Ross Wechsler | Wheaton, Il | Feb 16, 2007 | 23 y | 1 |
| Matthew David Yokie | Wheaton, Il | Feb 20, 2007 | 21 y | 0 |
| Stacey Lynn Tate | Wheaton, Il | Jul 10, 2007 | 23 y | 0 |
| Steven Russell Clark | Westlake, Oh | Aug 9, 2007 | 32 y | 0 |
| Thomas Brian Hayes | Kokomo, In | Jan 14, 2008 | 31 y | 2 |
| Ed L Pennington | Wheaton, Il | Feb 27, 2008 | 22 y | 1 |
| Richard Todd Baker | Wheaton, Il | Feb 27, 2008 | 27 y | 3 |
| Bonnie Suzanne Griffith | Wheaton, Il | Mar 3, 2008 | 23 y | 0 |
| David Brian Blickhan | Gladstone, Mo | Mar 10, 2008 | 20 y | 0 |
| Michael David AushermanChartered Financial Consultant | Wheaton, Il | Mar 14, 2008 | 22 y | 3 |
| Jerry Douglas Means | Wheaton, Il | Mar 28, 2008 | 27 y | 0 |
| David William EvansChartered Financial Consultant | Wheaton, Il | Mar 28, 2008 | 38 y | 0 |
| Teresa Lynn Bear | Tempe, Az | May 28, 2008 | 28 y | 0 |
| William Mark Peterson | Pioneer, Ca | Sep 26, 2008 | 19 y | 0 |
| Casey MaddenCertified Financial Planner | Wheaton, Il | Jan 22, 2009 | 25 y | 0 |
| Marsha G Harris | Fort Wayne, In | Mar 25, 2009 | 23 y | 1 |
| Nicholas Alexander Royer | Wheaton, Il | Jun 29, 2009 | 26 y | 0 |
| Scott Perry Carter | Hamden, Me | Oct 7, 2009 | 40 y | 4 |
| Samuel Franklin Payne | Temecula, Ca | Jan 14, 2010 | 26 y | 0 |
| David Allen Wasson | Wheaton, Il | Jan 15, 2010 | 35 y | 2 |
| Robert Dean PyneChartered Financial Consultant | Reno, Nv | Jan 15, 2010 | 36 y | 0 |
| Richard A Pucciarelli | Davidson, Nc | Jan 25, 2010 | 23 y | 0 |
| Russell T Amsden | Wheaton, Il | Feb 12, 2010 | 24 y | 1 |
| David Walter Wilcox | Palm Beach Gardens, Fl | Feb 12, 2010 | 24 y | 0 |
| Gary John Shramuk | Wheaton, Il | Jul 12, 2010 | 27 y | 1 |
| Jonathan M. Clark | Westlake, Oh | Jul 29, 2010 | 22 y | 0 |
| Donald James Traugott | Spring, Tx | Feb 2, 2011 | 32 y | 4 |
| Ernest Louis Bonnoitt | Covington, La | Mar 7, 2011 | 19 y | 0 |
| Haydn Scott Parry | Salem, Or | May 24, 2011 | 21 y | 0 |
| Mark David Perkins | Wheaton, Il | Aug 2, 2011 | 29 y | 2 |
| Ramona Ann Purvis | Fiddletown, Ca | Aug 3, 2011 | 25 y | 2 |
| Jared Lozano Davis | Wheaton, Il | Aug 3, 2011 | 15 y | 1 |
| Courtney Lynn Bonstrom | Wheaton, Il | Aug 29, 2011 | 15 y | 0 |
| Holly E PowellCertified Financial Planner | Wheaton, Il | Dec 7, 2011 | 38 y | 0 |
| Nicholas Anthony BoeckmanCertified Financial Planner | Sidney, Oh | Feb 17, 2012 | 15 y | 1 |
| Jeffrey Alan Wilcox | Wheaton, Il | Jun 28, 2012 | 28 y | 2 |
| Raymond Michael Winslow | Chicora, Pa | Sep 19, 2012 | 14 y | 0 |
| Christopher Martin Stern | Wilmington, Nc | Jan 11, 2013 | 16 y | 0 |
| Kevin Charles Mccarthy | Ormond Beach, Fl | Mar 6, 2013 | 24 y | 2 |
Advisor movement
10 left, 14 joined in 12 months
net +4 in 12 months5 left in 90 days2 joined in 90 daysdeparture rate 3.0% of current headcount47 left over 36 months
Left, latest
- Wesley Michael White to Altruist Advisors LLCSep 9, 2026 · RIA to a newly registered adviser
- Austin Taylor Kobilka to Altruist Advisors LLCSep 9, 2026 · RIA to a newly registered adviser
- Shawn Brooks Kiehne to Kiehne Wealth & Retirement, LLCAug 3, 2026 · RIA to a state-registered adviser
- Micah Lane Tipton to Exodus Wealth, LLCJul 30, 2026 · RIA to RIA
- Ajaz Rahman to T. Rowe Price Advisory Services, Inc.Jul 6, 2026 · RIA to affiliated broker-dealer or bank
- Mary Elaine Lanterman to Gradient Advisors, LLCFeb 26, 2026 · RIA to RIA
- Mark Robert Scherer to Wealth Watch Advisors, IncFeb 2, 2026 · RIA to RIA
- Zachary Roberts to Blue Heron CapitalFeb 2, 2026 · RIA to a newly registered adviser
- Linda Lou Gardner to Blue Heron CapitalFeb 2, 2026 · RIA to a newly registered adviser
- Joel Anthony Cavaliere to Blue Heron CapitalFeb 2, 2026 · RIA to a newly registered adviser
- Zachary Williams to Simplicity WealthSep 15, 2025 · RIA to RIA
- Michelle Lyn Holliday to Alphastar Capital ManagementAug 15, 2025 · RIA to RIA
- Benjamin Latroy Robinson to Elevation Point Wealth Partners, LLCJul 24, 2025 · RIA to RIA
- David Eric Globke to Florida Financial Advisors, LLCJul 16, 2025 · RIA to affiliated broker-dealer or bank
- Stephen Quentin Glenn Mehr to Secure Investment Management, LLCJul 15, 2025 · RIA to RIA
Joined, latest
- Matthew Geiger from Equitable Advisors, LLCSep 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- Samuel Joshua Graff from Rise North Capital Investment AdvisorsJul 30, 2026 · RIA to RIA
- Chad Patrick Budy from Simplicity WealthMay 19, 2026 · RIA to RIA
- Sarah Stevenson from Capital Insight Partners, LLCMay 14, 2026 · RIA to RIA
- Trenton James Grens from Assetmark, Inc.Apr 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- Christopher John Veal from Secure Investment Management, LLCJan 20, 2026 · RIA to RIA
- Joseph Hamoui from LPL Enterprise, LLCJan 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- William Jonathan Scott from First Advisors National, LLCJan 7, 2026 · Other
- Raymond P. Kondler from Private Portfolio Partners, LLCJan 6, 2026 · RIA to RIA
- Jeffrey Paul Geel from J4 Investment Advisors, LLCJan 5, 2026 · Other
- Adam Anthony Helwich from Redhawk Wealth Advisors, Inc.Jan 1, 2026 · Other
- Chandra Ellen Halverson from Strategic Wealth Investment Group, LLCDec 16, 2025 · RIA to RIA
- Charles Garofalo from Ronald Gelok & Associates, LLCDec 11, 2025 · Other
- Michael Peregrym from Edward JonesOct 7, 2025 · Affiliated broker-dealer or bank to independent RIA
- Trevor Hull from Beacon Global Advisor Network, LLCSep 9, 2025 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Altruist Advisors LLCSep 9, 2026 · Raleigh, Nc
- 2 left for Blue Heron CapitalFeb 2, 2026 · Englewood, Co
- 2 left for Summit Financial, LLCNov 8, 2024 · Stevens Point, Wi
- 2 left for Hornor, Townsend & Kent, LLCAug 29, 2023 · Wheaton, Il
- 2 left for Ae Wealth Management, LLCJul 19, 2023 · Carefree, Az
- 4 left for Truadvice LLCFeb 7, 2022 · Wheaton, Il
- 2 left for Truadvice LLCFeb 7, 2022 · Northville, Mi
- 2 left for Creativeone Wealth, LLCOct 15, 2021 · Wheaton, Il
- 2 joined from Ae Wealth Management, LLCMar 26, 2025 · Carefree, Az
- 2 joined from Hornor, Townsend & Kent, LLCOct 6, 2023 · Murfreesboro, Tn
- 2 joined from Brookstone Asset Management, LLCDec 31, 2021 · Charlotte, Nc
- 2 joined from Amerilife Financial Advisors LLCJan 6, 2020 · Clearwater, Fl
- 10 joined from Specialized AdvisorsOct 12, 2019 · Dallas, Tx · Firm absorbed
- 3 joined from Vann Equity Management LLCMar 29, 2019 · Snellville, Ga
- 2 joined from Regal Investment Advisors LLCMar 19, 2018 · Kentwood, Mi
- 2 joined from Center Street Advisors, Inc.Feb 14, 2018 · Nashville, Tn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael Jason Crump · Vp, Relationship Managercontrolsince 07/2020 · owns less than 5%
- William Mark Diorio · Chief Investment Officercontrolsince 07/2015 · owns less than 5%
- Lee Matthew Lovett · Chief Compliance Officer Operating Officercontrolsince 11/2013 · owns less than 5%
- Cloyes Gideon Moore · Chief Legal Officercontrolsince 01/2024 · owns less than 5%
- Joseph James Quinn · Chief Financial Officercontrolsince 01/2024 · owns less than 5%
- Desmond Darryl Ronconi · President And Chief Operating Officercontrolsince 10/2015 · owns less than 5%
- Gerald Joel Vanwoerkom · Vp, Operationscontrolsince 07/2020 · owns less than 5%
- "Dean" Nadim Zayed · Chief Executive Officercontrolsince 06/2006 · owns less than 5%
- "Dean" Nadim Zayed · Trusteecontrolsince 05/2003 · owns F of Nadim "Dean" Zayed, Trustee, Under The Nadim "Dean" Zayed Living Trust, Dated May 1, 2003
Entity owners
- Al Bcm, LLC · Shareholderdirect · owns 75% or more
- Zayed Ria, LLC · Shareholderdirect · owns 5% to 10%
- Accelerate Buyer, LLC · Shareholderindirect · owns 75% or more of Amerilife Holdings, LLC
- Accelerate Intermediate Holdings 1 LLC · Shareholderindirect · owns 75% or more of Accelerate Buyer, LLC
- Accelerate Intermediate Holdings 2 LLC · Shareholderindirect · owns 75% or more of Accelerate Intermediate Holdings 1 LLC
- Accelerate Topco Holdings LLC · Shareholderindirect · owns 75% or more of Accelerate Intermediate Holdings 2 LLC
- Al Marketing, LLC · Shareholderindirect · owns 50% to 75% of Al Bcm, LLC
- Amerilife Group, LLC · Shareholderindirect · owns 75% or more of Al Marketing, LLC
- Amerilife Holdings, LLC · Shareholderindirect · owns 75% or more of Amerilife Midco, LLC
- Amerilife Midco, LLC · Shareholderindirect · owns 75% or more of Amerilife Group, LLC
- Genstar Capital Partners X, LP · Shareholderindirect · owns 25% to 50% of Accelerate Topco Holdings LLC
- Nadim "Dean" Zayed, Trustee, Under The Nadim "Dean" Zayed Living Trust, Dated May 1, 2003 · Shareholderindirect · owns 75% or more of Zayed Ria, LLC
Related persons
Schedule D 7.A
- Booster Asset Management, LLCinvestment adviseryRAUM $346M
- Brookstone Asset Management, LLCinvestment adviseryRAUM $598M
- Brookstone Wealth Advisors, LLCinvestment advisery
Advisers that list Brookstone Capital Management LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wheaton, Il · principal | 327 | 37 | 4 | ||
| Charlotte, Nc | 9 | 1 | 0 | ||
| Buffalo Grove, Il | 9 | 1 | 0 | ||
| Brentwood, Tn | 8 | 1 | 0 | ||
| Bartonsville, Pa | 6 | 2 | 0 | ||
| Horsham, Pa | 5 | 0 | 0 | ||
| Worthington, Oh | 5 | 1 | 0 | ||
| Phoenix, Az | 4 | 1 | 0 | ||
| Atlanta, Ga | 4 | 0 | 0 | ||
| Murfreesboro, Tn | 4 | 1 | 0 | ||
| Fort Wayne, In | 4 | 0 | 0 | ||
| Palm Harbor, Fl | 4 | 1 | 0 | ||
| Snellville, Ga | 3 | 0 | 0 | ||
| Scottsdale, Az | 3 | 0 | 0 | ||
| Greensboro, Nc | 3 | 1 | 0 | ||
| Jacksonville, Fl | 3 | 1 | 0 | ||
| Las Vegas, Nv | 3 | 1 | 0 | ||
| Tucson, Az | 3 | 0 | 0 | ||
| Cary, Nc | 3 | 1 | 0 | ||
| Stillwater, Mn | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Willow Grove, PA6 employees
- Brentwood, TN4 employees
- Buffalo Grove, IL3 employees
- Deerfield, IL3 employees
- Durham, NC3 employees
- Sidney, OH3 employees
- Snellville, GA3 employees
- Stevens Point, WI3 employees
- Englewood, CO3 employees
- Atlanta, GA3 employees
- Murfreesboro, TN3 employees
- Palos Park, IL2 employees
- Pittsburgh, PA2 employees
- Westlake, OH2 employees
- Worthington, OH2 employees
- Bartonsville, PA2 employees
- Castle Rock, CO2 employees
- Concord, NH2 employees
- Edwardsville, IL2 employees
- Germantown, MD2 employees
- Grand Rapids, MI2 employees
- Kokomo, IN2 employees
- Lewisville, TX2 employees
- Maitland, FL2 employees
- Muskegon, MI2 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 11, 2026RONCONI, DARRYL, DESMOND (PRESIDENT AND CHIEF OPERATING OFFICER) left Schedule A between the filings of 2024-10-07 and 2026-03-11peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 11, 2026MOORE, GIDEON, CLOYES (CHIEF LEGAL OFFICER) left Schedule A between the filings of 2024-10-07 and 2026-03-11peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 73,650 to 81,900Jul 30, 2025 to Mar 11, 2026
- Advisory employees · 319 to 320Jul 30, 2025 to Mar 11, 2026
- HNW clients · 4,810 to 4,860Jul 30, 2025 to Mar 11, 2026
- Individual clients · 49,700 to 49,950Jul 30, 2025 to Mar 11, 2026
- Assets in custody · 175000000.0 to unsetJul 30, 2025 to Mar 11, 2026
- Employees · 395 to 405Jul 30, 2025 to Mar 11, 2026
- State-registered IARs · 319 to 320Jul 30, 2025 to Mar 11, 2026
- Discretionary RAUM · $10B to $13BJul 30, 2025 to Mar 11, 2026
- HNW RAUM · $1.4B to $1.6BJul 30, 2025 to Mar 11, 2026
- Individual RAUM · $8.9B to $11BJul 30, 2025 to Mar 11, 2026
- RAUM · $10B to $13BJul 30, 2025 to Mar 11, 2026
- Wrap assets (manager) · $724M to $0Jul 30, 2025 to Mar 11, 2026
- Wrap assets (sponsor) · $724M to $0Jul 30, 2025 to Mar 11, 2026
- Financial planning clients · 251-500 to 251-500Feb 6, 2025 to Jul 30, 2025
- Accounts · 68,500 to 73,650Nov 1, 2024 to Feb 6, 2025
- Advisory employees · 324 to 319Nov 1, 2024 to Feb 6, 2025
- HNW clients · 3,700 to 4,810Nov 1, 2024 to Feb 6, 2025
- Individual clients · 48,600 to 49,700Nov 1, 2024 to Feb 6, 2025
- Assets in custody · $150M to $175MNov 1, 2024 to Feb 6, 2025
- Financial planning clients · 101-250 to 251-500Nov 1, 2024 to Feb 6, 2025
- State-registered IARs · 324 to 319Nov 1, 2024 to Feb 6, 2025
- Discretionary RAUM · $8.8B to $10BNov 1, 2024 to Feb 6, 2025
- HNW RAUM · $876M to $1.4BNov 1, 2024 to Feb 6, 2025
- Individual RAUM · $7.9B to $8.9BNov 1, 2024 to Feb 6, 2025
- RAUM · $8.8B to $10BNov 1, 2024 to Feb 6, 2025
- Wrap assets (manager) · $5.1B to $724MNov 1, 2024 to Feb 6, 2025
- Wrap assets (sponsor) · $5.1B to $724MNov 1, 2024 to Feb 6, 2025
- Accounts · 56,700 to 68,500Nov 3, 2023 to Mar 7, 2024
- Advisory employees · 330 to 324Nov 3, 2023 to Mar 7, 2024
- Individual clients · 44,600 to 48,600Nov 3, 2023 to Mar 7, 2024
- Employees · 385 to 395Nov 3, 2023 to Mar 7, 2024
- Insurance-licensed employees · 8 to 9Nov 3, 2023 to Mar 7, 2024
- State-registered IARs · 330 to 324Nov 3, 2023 to Mar 7, 2024
- Discretionary RAUM · $7.5B to $8.8BNov 3, 2023 to Mar 7, 2024
- HNW RAUM · $1.0B to $876MNov 3, 2023 to Mar 7, 2024
- Individual RAUM · $6.3B to $7.9BNov 3, 2023 to Mar 7, 2024
- RAUM · $7.5B to $8.8BNov 3, 2023 to Mar 7, 2024
- Accounts · 56,000 to 56,700Nov 2, 2022 to Mar 21, 2023
- Advisory employees · 325 to 330Nov 2, 2022 to Mar 21, 2023
- Corporate clients · 50 to 35Nov 2, 2022 to Mar 21, 2023
Signals
60 dated events
- Austin Taylor Kobilka left Brookstone Capital Management Llc for Altruist Advisors Llc (registered 2026-09-10)Sep 9, 2026 · Advisor changed firm · fact
- Wesley Michael White left Brookstone Capital Management Llc for Altruist Advisors Llc (registered 2026-09-10)Sep 9, 2026 · Advisor changed firm · fact
- 2 advisors left Brookstone Capital Management LLC (Raleigh, NC) for Altruist Advisors LLC on the same daySep 9, 2026 · Team lift-out · derived
- Shawn Brooks Kiehne left Brookstone Capital Management Llc for Kiehne Wealth & Retirement, Llc (registered 2020-08-10)Aug 3, 2026 · Advisor changed firm · fact
- Micah Lane Tipton left Brookstone Capital Management Llc for Exodus Wealth, Llc (registered 2026-08-19)Jul 30, 2026 · Advisor changed firm · fact
- Ajaz Rahman left Brookstone Capital Management Llc for T. Rowe Price Advisory Services, Inc. (registered 2026-08-28)Jul 6, 2026 · Advisor changed firm · fact
- Mary Elaine Lanterman left Brookstone Capital Management Llc for Gradient Advisors, Llc (registered 2026-02-26)Feb 26, 2026 · Advisor changed firm · fact
- Mark Robert Scherer left Brookstone Capital Management Llc for Wealth Watch Advisors, Inc (registered 2026-02-02)Feb 2, 2026 · Advisor changed firm · fact
- Zachary Roberts left Brookstone Capital Management Llc for Blue Heron Capital (registered 2026-02-02)Feb 2, 2026 · Advisor changed firm · fact
- Joel Anthony Cavaliere left Brookstone Capital Management Llc for Blue Heron Capital (registered 2026-02-02)Feb 2, 2026 · Advisor changed firm · fact
- Linda Lou Gardner left Brookstone Capital Management Llc for Blue Heron Capital (registered 2026-02-02)Feb 2, 2026 · Advisor changed firm · fact
- 2 advisors left Brookstone Capital Management LLC (Englewood, CO) for Blue Heron Capital on the same dayFeb 2, 2026 · Team lift-out · derived
- John Walter Rodney Harris no longer registered at Brookstone Capital Management Llc; no later IA registration on IAPDOct 31, 2025 · Advisor departure · fact
- Zachary Williams left Brookstone Capital Management Llc for Simplicity Wealth (registered 2025-10-01)Sep 15, 2025 · Advisor changed firm · fact
- Michelle Lyn Holliday left Brookstone Capital Management Llc for Alphastar Capital Management (registered 2025-10-23)Aug 15, 2025 · Advisor changed firm · fact
- Benjamin Latroy Robinson left Brookstone Capital Management Llc for Elevation Point Wealth Partners, Llc (registered 2025-07-28)Jul 24, 2025 · Advisor changed firm · fact
- David Eric Globke left Brookstone Capital Management Llc for Florida Financial Advisors, Llc (registered 2025-07-22)Jul 16, 2025 · Advisor changed firm · fact
- Stephen Quentin Glenn Mehr left Brookstone Capital Management Llc for Secure Investment Management, Llc (registered 2025-06-17)Jul 15, 2025 · Advisor changed firm · fact
- Angela Tarkenton Barbour left Brookstone Capital Management Llc for Arkagos Advisors & Asset Management, Inc. (registered 2026-07-24)Jul 1, 2025 · Advisor changed firm · fact
- David Doron Mehler left Brookstone Capital Management Llc for Brookstone Wealth Advisors, Llc (registered 2023-06-23)Jun 26, 2025 · Advisor changed firm · fact
- Douglas Eugene Henke left Brookstone Capital Management Llc for Pine To Palm Financial, Llc (registered 2025-06-27)Jun 23, 2025 · Advisor changed firm · fact
- Jaime Jackson Bell left Brookstone Capital Management Llc for Vanguard Advisers, Inc. (registered 2025-10-29)May 27, 2025 · Advisor changed firm · fact
- Mark Hugh Rutledge left Brookstone Capital Management Llc for Insight Folios (registered 2025-05-01)May 1, 2025 · Advisor changed firm · fact
- 2 advisors left AE Wealth Management, LLC (Carefree, AZ) for Brookstone Capital Management LLC on the same dayMar 26, 2025 · Team lift-out · derived
- Michael W Hart left Brookstone Capital Management Llc for Adviceonly (registered 2025-03-10)Feb 28, 2025 · Advisor changed firm · fact
- Bradley Shawn Tunnell left Brookstone Capital Management Llc for Gradient Advisors, Llc (registered 2025-02-19)Feb 19, 2025 · Advisor changed firm · fact
- James Steven Leggott left Brookstone Capital Management Llc for Corestone Wealth Management Llc (registered 2024-10-15)Feb 5, 2025 · Advisor changed firm · fact
- James Jeffrey Proctor left Brookstone Capital Management Llc for Fisher Investments (registered 2026-05-19)Jan 21, 2025 · Advisor changed firm · fact
- Adam Jay Blain left Brookstone Capital Management Llc for Brookstone Wealth Advisors, Llc (registered 2025-01-14)Jan 15, 2025 · Advisor changed firm · fact
- Luann Sims Barnes left Brookstone Capital Management Llc for Wmc Capital Management, Llc (registered 2024-12-03)Dec 18, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 630-653-1400reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/BROOKSTONE-CAPITAL-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- BROOKSTONECM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 630-653-1400reportedpublic record, Form ADV, Mar 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $38.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026