DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
First Heartland Consultants, Inc.
Latest filing Jul 13, 2026
First filing on the tape Mar 23, 2012 · 27 filings
SEC status approved since May 23, 1994
RAUM
$2.1B
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
90%
$1.9B individuals and HNW
Advisors
96
registered through the firm on IAPD
RAUM per advisor
$21.7M
derived; firm RAUM over IAPD count
Employees
96
88 advisory (5.B.1)
Offices
71
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$2.1B as of Jul 13, 2026
Mar 23, 2012$645M then
HNW client RAUM$541M as of Jul 13, 2026
Mar 16, 2023$263M then
State-registered IARs (5.B.3)96 as of Jul 13, 2026
Mar 23, 20120 then
Employees (5.A)96 as of Jul 13, 2026
Mar 18, 2013110 then
Private funds: no history
RAUM +18% over the last fiscal year+12% a year over threeIARs 92 to 96offices 68 to 71
Practice profile
derived from the filing of Jul 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $21.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 66derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $217,060derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 9.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.3derived72 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +4.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Financial planning clients
- 5,500reportedItem 5.H
- Wrap fee program
- $2.1BreportedItem 5.I
- Custody
- $1.2B, 3,940 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.3B64%
- High-net-worth individuals$541M26%
- Pension and profit-sharing plans$198M9.5%
- Corporations and businesses$9.8M0.5%
- Charitable organizations$5.3M0.3%
- Individual clients
- 6,041reported
- HNW clients
- 309reported
- Pension plan clients
- 86reported
- Charitable clients
- 12reported
- Accounts
- 9,610reported
- Financial planning clients
- 5,500reported
- Wrap fee programs
- $206M sponsored, $0 managedreported
- Custody of client assets
- $1.2B for 3,940 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd=true related_bank=false bd_reps=95.0derived
Advisors registered through the firm
96 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Michael HoffChartered Financial Consultant | Lake St. Louis, Mo | Jan 1, 1996 | 44 y | 0 |
| Jon Christopher Lyons | Portage, In | Aug 28, 2001 | 28 y | 0 |
| Brian James Bolek | Portage, In | Aug 28, 2001 | 29 y | 0 |
| David Wesley Pryor | San Mateo, Ca | Sep 27, 2001 | 46 y | 0 |
| Danielle Evelyn Shinnick | San Mateo, Ca | Mar 1, 2002 | 26 y | 0 |
| Dennis James Sikorski | Valparaiso, In | Aug 2, 2002 | 44 y | 1 |
| Troy Lee ThompsonCertified Financial Planner | Boone, Ia | Jan 2, 2003 | 37 y | 2 |
| Bruce Roderick Snyder | Carmel, In | Sep 22, 2003 | 25 y | 1 |
| Denny Warren PurserCertified Financial Planner | Greenville, Nc | Oct 31, 2003 | 33 y | 0 |
| David John Schoenfeldt | Bayside, Wi | Jul 12, 2004 | 39 y | 0 |
| Dennis Jay MeyerCertified Financial Planner | Indianapolis, In | Aug 23, 2004 | 39 y | 1 |
| Andrew Mccall Nicholl | Maryland Heights, Mo | Dec 8, 2005 | 42 y | 1 |
| Carrie Elizabeth Baalman | Hardin, Il | Sep 20, 2006 | 34 y | 1 |
| Craig Timothy Heien | Sioux Falls, Sd | Apr 23, 2007 | 26 y | 1 |
| Dane John Johnston | Waverly, Ia | Apr 27, 2007 | 23 y | 0 |
| Troy Allen ChristensenCertified Financial Planner | Clive, Ia | May 8, 2007 | 34 y | 1 |
| James Herrmann CrossCertified Financial Planner | Clive, Ia | May 8, 2007 | 34 y | 1 |
| Jeanne Ann Jehle | Lake Saint Louis, Mo | Aug 24, 2007 | 21 y | 0 |
| Jay Duane Hokanson | Newaygo, Mi | Oct 26, 2007 | 19 y | 0 |
| David Eugene Babulic | Valparaiso, In | Feb 2, 2009 | 20 y | 0 |
| Cory Drummond Denuyl | Kalamazoo, Mi | Nov 9, 2009 | 18 y | 0 |
| Augustus William Abel | Powell, Oh | Nov 12, 2009 | 26 y | 1 |
| Toni Marie Sams | Parkersburg, Wv | Dec 1, 2009 | 27 y | 4 |
| Paul Dana JohnsonCertified Financial Planner, Chartered Financial Consultant | Loveland, Co | Jan 7, 2010 | 34 y | 2 |
| Zeonia Marie Christy | Lake St. Louis, Mo | Aug 10, 2010 | 26 y | 0 |
| Terrance Joseph Masching | Little Rock, Ar | Jul 8, 2011 | 33 y | 3 |
| Daniel Orellano | Little Rock, Ar | Jun 4, 2012 | 43 y | 3 |
| Curtis Neil Porter | Londonderry, Nh | Mar 20, 2013 | 26 y | 2 |
| Timothy T PorterCertified Financial Planner | Londonderry, Nh | Mar 20, 2013 | 25 y | 0 |
| Ralph Patrick MooreChartered Financial Consultant | Pelham, Al | Oct 11, 2013 | 41 y | 4 |
| Richard John FalckCertified Financial Planner | Northfield, Mn | Jan 7, 2014 | 35 y | 0 |
| George Alfred FowlerCertified Financial Planner, Chartered Financial Consultant | Germantown, Tn | Feb 4, 2015 | 51 y | 1 |
| Anthony Edward Sikorski | Valparaiso, In | Feb 10, 2015 | 18 y | 0 |
| Samuel M Hagemann | Labadie, Mo | Feb 13, 2015 | 17 y | 1 |
| Scott M HoffCertified Financial Planner, Chartered Financial Consultant | Lake Saint Louis, Mo | May 28, 2015 | 26 y | 0 |
| Mark Thomas ZapatkaChartered Financial Consultant | Albuquerque, Nm | Jun 17, 2015 | 29 y | 0 |
| Jamie Leanne CoxChartered Financial Consultant | Albuquerque, Nm | Jun 25, 2015 | 28 y | 0 |
| Nick L Morgan | Jackson, Ms | Sep 17, 2015 | 26 y | 2 |
| Evin Ward Lantz | Rochester, Mn | Oct 23, 2015 | 13 y | 1 |
| Scott Wayne Sorenson | Oronoco, Mn | Jan 4, 2016 | 19 y | 3 |
Advisor movement
4 left, 7 joined in 12 months
net +3 in 12 months1 left in 90 days2 joined in 90 daysdeparture rate 4.2% of current headcount13 left over 36 months
Left, latest
- Scott Gerald Bybee to LPL Financial LLCJun 30, 2026 · Affiliated broker-dealer or bank to another
- Steven Cory Reedy to Edward JonesApr 15, 2026 · Affiliated broker-dealer or bank to another
- Enrico Giovanni Cacciapuoti to Kingswood Wealth Advisors, LLCFeb 26, 2026 · Affiliated broker-dealer or bank to another
- David Scott Hermann to LPL Financial LLCFeb 3, 2026 · Affiliated broker-dealer or bank to another
- Bala Subramanian to Ni AdvisorsDec 5, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- Michael Ernest Canfield to Ameritas Advisory Services, LLCOct 31, 2024 · Affiliated broker-dealer or bank to another
- Joe Stephen Selby to Lasting Mark Retirement Group LLCOct 31, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- Matthew Clary Smith to LPL Financial LLCOct 8, 2024 · Affiliated broker-dealer or bank to another
- Adam Mills Higgins to LPL Financial LLCOct 8, 2024 · Affiliated broker-dealer or bank to another
- Ricky Mills Higgins to LPL Financial LLCOct 8, 2024 · Affiliated broker-dealer or bank to another
- David M Cremerius to Cambridge Investment Research Advisors, Inc.Aug 12, 2024 · Affiliated broker-dealer or bank to another
- Robert Joseph Cremerius to Cambridge Investment Research Advisors, Inc.Aug 12, 2024 · Affiliated broker-dealer or bank to another
- Richard Kenneth Keith to Creative Financial Designs, Inc.May 15, 2024 · Affiliated broker-dealer or bank to another
- Jason W Wilson to Stifel, Nicolaus & Company, IncorporatedJul 31, 2023 · Affiliated broker-dealer or bank to another
- Ryan Emerson Bennett to Rpg Family Wealth Advisory, LLCJan 23, 2023 · Affiliated broker-dealer or bank to independent RIA
Joined, latest
- Joshua Sievers from Fbl Wealth Management, LLCSep 1, 2026 · Affiliated broker-dealer or bank to another
- Kenneth Andrew Diamond from Allstate Financial Advisors, LLCAug 31, 2026 · Affiliated broker-dealer or bank to another
- David Charles Miller from Osaic Wealth, Inc.Jun 15, 2026 · Affiliated broker-dealer or bank to another
- Mack Robert Courter from Prospera Financial Services, Inc.May 1, 2026 · Other
- Andrew Bryan Katz from Prospera Financial Services, Inc.May 1, 2026 · Affiliated broker-dealer or bank to another
- Patrick John Negado from Trilogy Capital Strategies, Inc.Dec 17, 2025 · Other
- Matthew Hampton Matheney from Guardian Wealth Partners, LLCOct 16, 2025 · Affiliated broker-dealer or bank to another
- William Michael Brinkley from Esi Financial AdvisorsApr 16, 2025 · RIA to affiliated broker-dealer or bank
- Dylan Thomas Sharpe from D.A. Davidson & Co.Apr 8, 2025 · RIA to affiliated broker-dealer or bank
- Enrico Giovanni Cacciapuoti from Park Avenue Securities LLCMar 12, 2025 · Affiliated broker-dealer or bank to another
- Daniel Lee Gilbert from Osaic Wealth, Inc.Aug 15, 2024 · Affiliated broker-dealer or bank to another
- Harlan Larry Fortenberry from Valmark Advisers, Inc.Mar 11, 2024 · Affiliated broker-dealer or bank to another
- David Scott Hermann from MML Investors Services, LLCOct 24, 2023 · Affiliated broker-dealer or bank to another
- Robin Dale Morrell from Ameriprise Financial Services, LLCSep 18, 2023 · Affiliated broker-dealer or bank to another
- Timothy Lee Head from LPL Financial LLCSep 12, 2023 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for LPL Financial LLCOct 8, 2024 · Spartanburg, Sc
- 2 left for Cambridge Investment Research Advisors, Inc.Aug 12, 2024 · Memphis, Tn
- 2 left for Rpg Family Wealth Advisory, LLCJan 23, 2023 · Camarillo, Ca
- 2 left for Woodbury Financial Services, Inc.Sep 3, 2021 · Overland Park, Ks
- 3 left for OnedigitalApr 13, 2018 · Chicago, Il
- 3 left for Mutual Advisors, LLCApr 13, 2018 · St Louis, Mo
- 4 left for Integrated Capital ManagementOct 31, 2016 · Novi, Mi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Marie Zeonia Christy · Chief Compliance Officercontrolsince 10/2004 · owns less than 5%
- Wayne Brandon Hall · Chief Information Officercontrolsince 02/2016 · owns less than 5%
- Michael David Hoff · Chief Executive Officer/President Officercontrolsince 03/1993 · owns 75% or more
- M Scott Hoff · Chief Operating Officercontrolsince 01/2020 · owns less than 5%
- Ann Jeanne Jehle · Chief Legal Officercontrolsince 11/2006 · owns less than 5%
Related persons
Schedule D 7.A
- Elite Partners, LLCreal estaten
- First Heartland Capital, Inc.broker-dealerreal estaten
- First Heartland Corporationreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lake St Louis, Mo | 13 | 5 | 0 | ||
| Valparaiso, In | 4 | 0 | 0 | ||
| Newaygo, Mi | 3 | 0 | 0 | ||
| Hillsborough, Nj | 3 | 0 | 0 | ||
| Jackson, Ms | 3 | 0 | 0 | ||
| Clive, Ia | 3 | 1 | 0 | ||
| Little Rock, Ar | 3 | 0 | 0 | ||
| Greenville, Nc | 2 | 0 | 0 | ||
| Hardin, Il | 2 | 0 | 0 | ||
| Westlake, Oh | 2 | 1 | 0 | ||
| Boerne, Tx | 2 | 0 | 0 | ||
| Boone, Ia | 2 | 1 | 0 | ||
| Carmel, In | 2 | 0 | 0 | ||
| Chambersburg, Pa | 2 | 0 | 0 | ||
| Chesterfield, Mo | 2 | 0 | 0 | ||
| Denver, Co | 2 | 0 | 0 | ||
| Lake Saint Louis, Mo | 2 | 0 | 0 | ||
| Londonderry, Nh | 2 | 0 | 0 | ||
| Portage, In | 2 | 0 | 0 | ||
| Powell, Oh | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Edison, NJ3 employees
- Hillsborough, NJ3 employees
- Valparaiso, IN3 employees
- Newaygo, MI3 employees
- Spartanburg, SC3 employees
- Chambersburg, PA2 employees
- Albuquerque, NM2 employees
- Memphis, TN2 employees
- Clive, IA2 employees
- Tuscon, AZ2 employees
- San Mateo, CA2 employees
- Saint Charles, MO2 employees
- , 2 employees
- Portage, IN2 employees
- Little Rock, AR2 employees
- Grandville, MI2 employees
- Boerne, TX2 employees
- Springfield, MO2 employees
- , 2 employees
- Londonderry, NH2 employees
- Ann Arbor, MI1 employees
- Portland, MI1 employees
- Northfield, MN1 employees
- Medford, OR1 employees
- Rochester, MN1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 13, 2026CHRISTY, ZEONIA, MARIE (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2022-03-29 and 2026-07-13peers: affiliated wealth managers, $1B to $5B (56)
- custody status changedChange between filings · filing Jul 13, 2026custody of client assets (Item 9.A): no on the filing of 2026-03-17, yes on the filing of 2026-07-13peers: affiliated wealth managers, $1B to $5B (56)
What changed
consecutive filings, newest first
- Assets in custody · unset to 1152222011.0Mar 17, 2026 to Jul 13, 2026
- Custody of client assets · false to trueMar 17, 2026 to Jul 13, 2026
- Accounts · 9,231 to 9,610Feb 26, 2025 to Mar 17, 2026
- Advisory employees · 83 to 88Feb 26, 2025 to Mar 17, 2026
- BD registered reps · 91 to 95Feb 26, 2025 to Mar 17, 2026
- Charity clients · 11 to 12Feb 26, 2025 to Mar 17, 2026
- Corporate clients · 12 to 13Feb 26, 2025 to Mar 17, 2026
- HNW clients · 215 to 309Feb 26, 2025 to Mar 17, 2026
- Individual clients · 6,450 to 6,041Feb 26, 2025 to Mar 17, 2026
- Pension plan clients · 83 to 86Feb 26, 2025 to Mar 17, 2026
- Employees · 92 to 96Feb 26, 2025 to Mar 17, 2026
- State-registered IARs · 92 to 96Feb 26, 2025 to Mar 17, 2026
- Other offices · 68 to 71Feb 26, 2025 to Mar 17, 2026
- Discretionary RAUM · $1.6B to $1.9BFeb 26, 2025 to Mar 17, 2026
- HNW RAUM · $363M to $541MFeb 26, 2025 to Mar 17, 2026
- Individual RAUM · $1.2B to $1.3BFeb 26, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $181M to $206MFeb 26, 2025 to Mar 17, 2026
- Pension RAUM · $174M to $198MFeb 26, 2025 to Mar 17, 2026
- RAUM · $1.8B to $2.1BFeb 26, 2025 to Mar 17, 2026
- Wrap assets (sponsor) · $181M to $206MFeb 26, 2025 to Mar 17, 2026
- Accounts · 9,407 to 9,231Mar 20, 2024 to Feb 26, 2025
- Advisory employees · 95 to 83Mar 20, 2024 to Feb 26, 2025
- BD registered reps · 102 to 91Mar 20, 2024 to Feb 26, 2025
- Charity clients · 9 to 11Mar 20, 2024 to Feb 26, 2025
- Corporate clients · 14 to 12Mar 20, 2024 to Feb 26, 2025
- HNW clients · 130 to 215Mar 20, 2024 to Feb 26, 2025
- Individual clients · 6,006 to 6,450Mar 20, 2024 to Feb 26, 2025
- Pension plan clients · 104 to 83Mar 20, 2024 to Feb 26, 2025
- Employees · 104 to 92Mar 20, 2024 to Feb 26, 2025
- Financial planning clients · More than 500 to More than 500Mar 20, 2024 to Feb 26, 2025
- State-registered IARs · 104 to 92Mar 20, 2024 to Feb 26, 2025
- Other offices · 77 to 68Mar 20, 2024 to Feb 26, 2025
- Discretionary RAUM · $1.5B to $1.6BMar 20, 2024 to Feb 26, 2025
- HNW RAUM · $229M to $363MMar 20, 2024 to Feb 26, 2025
- Individual RAUM · $1.3B to $1.2BMar 20, 2024 to Feb 26, 2025
- Non-discretionary RAUM · $214M to $181MMar 20, 2024 to Feb 26, 2025
- Pension RAUM · $201M to $174MMar 20, 2024 to Feb 26, 2025
- RAUM · $1.7B to $1.8BMar 20, 2024 to Feb 26, 2025
- Wrap assets (sponsor) · $214M to $181MMar 20, 2024 to Feb 26, 2025
- Accounts · 9,067 to 9,407Nov 21, 2023 to Mar 20, 2024
Signals
28 dated events
- Scott Gerald Bybee left First Heartland Consultants, Inc. for Lpl Financial Llc (registered 2026-06-30)Jun 30, 2026 · Advisor changed firm · fact
- Steven Cory Reedy left First Heartland Consultants, Inc. for Edward Jones (registered 2026-03-27)Apr 15, 2026 · Advisor changed firm · fact
- Enrico Giovanni Cacciapuoti left First Heartland Consultants, Inc. for Kingswood Wealth Advisors, Llc (registered 2026-02-26)Feb 26, 2026 · Advisor changed firm · fact
- David Scott Hermann left First Heartland Consultants, Inc. for Lpl Financial Llc (registered 2026-01-29)Feb 3, 2026 · Advisor changed firm · fact
- First Heartland Consultants, Inc. reported 68 offices beyond its principal office, down from 77 (2024-03-20 to 2025-02-26)Feb 26, 2025 · Office count change · derived
- Bala Subramanian left First Heartland Consultants, Inc. for Ni Advisors (registered 2025-01-30)Dec 5, 2024 · Advisor changed firm · fact
- Joe Stephen Selby left First Heartland Consultants, Inc. for Lasting Mark Retirement Group Llc (registered 2024-10-31)Oct 31, 2024 · Advisor changed firm · fact
- Michael Ernest Canfield left First Heartland Consultants, Inc. for Ameritas Advisory Services, Llc (registered 2024-11-08)Oct 31, 2024 · Advisor changed firm · fact
- Adam Mills Higgins left First Heartland Consultants, Inc. for Lpl Financial Llc (registered 2024-10-08)Oct 8, 2024 · Advisor changed firm · fact
- Ricky Mills Higgins left First Heartland Consultants, Inc. for Lpl Financial Llc (registered 2024-10-08)Oct 8, 2024 · Advisor changed firm · fact
- Matthew Clary Smith left First Heartland Consultants, Inc. for Lpl Financial Llc (registered 2024-10-09)Oct 8, 2024 · Advisor changed firm · fact
- 3 advisors left First Heartland Consultants, Inc. (Spartanburg, SC) for LPL Financial LLC on the same dayOct 8, 2024 · Team lift-out · derived
- David M Cremerius left First Heartland Consultants, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2024-08-12)Aug 12, 2024 · Advisor changed firm · fact
- Robert Joseph Cremerius left First Heartland Consultants, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2024-08-12)Aug 12, 2024 · Advisor changed firm · fact
- 2 advisors left First Heartland Consultants, Inc. (Memphis, TN) for Cambridge Investment Research Advisors, Inc. on the same dayAug 12, 2024 · Team lift-out · derived
- Richard Kenneth Keith left First Heartland Consultants, Inc. for Creative Financial Designs, Inc. (registered 2024-05-16)May 15, 2024 · Advisor changed firm · fact
- Jason W Wilson left First Heartland Consultants, Inc. for Stifel, Nicolaus & Company, Incorporated (registered 2023-08-10)Jul 31, 2023 · Advisor changed firm · fact
- Sharon M Consoli left First Heartland Consultants, Inc. for Rpg Family Wealth Advisory, Llc (registered 2023-09-18)Jan 23, 2023 · Advisor changed firm · fact
- Ryan Emerson Bennett left First Heartland Consultants, Inc. for Rpg Family Wealth Advisory, Llc (registered 2023-09-18)Jan 23, 2023 · Advisor changed firm · fact
- 2 advisors left First Heartland Consultants, Inc. (Camarillo, CA) for Rpg Family Wealth Advisory, LLC on the same dayJan 23, 2023 · Team lift-out · derived
- Mark Phelan Sudderberg left First Heartland Consultants, Inc. for Hightower Advisors, Llc (registered 2022-08-26)Aug 22, 2022 · Advisor changed firm · fact
- First Heartland Consultants, Inc. reported 78 offices beyond its principal office, down from 87 (2021-09-16 to 2022-03-29)Mar 29, 2022 · Office count change · derived
- M Scott Hoff (Chief Operating Officer) appeared on Schedule A of First Heartland Consultants, Inc.Mar 29, 2022 · Control person joined · fact
- Wayne Brandon Hall (Chief Information Officer) appeared on Schedule A of First Heartland Consultants, Inc.Mar 29, 2022 · Control person joined · fact
- First Heartland Consultants, Inc. reported 87 offices beyond its principal office, up from 82 (2020-06-26 to 2021-03-29)Mar 29, 2021 · Office count change · derived
- First Heartland Consultants, Inc. reported 86 offices beyond its principal office, down from 91 (2019-02-15 to 2019-03-29)Mar 29, 2019 · Office count change · derived
- First Heartland Consultants, Inc. reported RAUM $1.2B, down 40% from $2.1B (2019-02-15 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- First Heartland Consultants, Inc. reported RAUM $2.1B, up 64% from $1.3B (2017-03-28 to 2018-03-19)Mar 19, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/371225reportedpublic record, Form ADV, Sep 17, 2026
- Website
- JOINFHC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 636-625-0900reportedpublic record, Form ADV, Jul 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $21.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026