RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• L••• D••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 1, 2026 · Sarasota, Fl
- P•• A••••••• S•••••••• L•• independent RIAJun 22, 2020 to Mar 31, 2026 · Albany, Ny
- M••••••• A•••••••• I•• formerJul 20, 2010 to Jul 15, 2020 · Kalamazoo, Mi
- S•• BD affiliatedNov 1, 2002 to Nov 14, 2003 · Portage, Mi
- P•• A••••••• S•••••••• L•• to L•• F•••••••• L••left Mar 31, 2026, registered Apr 1, 2026 (1 days) · RIA to affiliated broker-dealer or bank
- M••••••• A•••••••• I•• to P•• A••••••• S•••••••• L••left Jul 15, 2020, registered Jun 22, 2020 (-23 days) · Other
- S•• to M••••••• A•••••••• I••left Nov 14, 2003, registered Jul 20, 2010 (2440 days) · Other
- J•••••• L••• D•••• left P•• A••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-04-01)Mar 31, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address