DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lloyd George Etheredge
Feed of 09/14/2026
Also filed as George Etheredge
At current firm
6 y
since Jan 3, 2020
In the industry
40 y
since Mar 13, 1986 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Exodus Wealth, LLC independent RIA currentsince Jan 3, 2020 · Fort Lauderdale, Fl
- Exodus Wealth, LLC independent RIAJan 7, 2019 to Dec 31, 2019 · Shreveport, La
- Osaic Fs, Inc. formerMay 5, 2016 to Dec 13, 2018 · Shreveport, La
- Cambridge Investment Research Advisors, Inc. BD affiliatedJan 7, 2013 to May 11, 2016 · Shreveport, La
Moves
a registration end followed by a registration begin elsewhere
- Osaic Fs, Inc. to Exodus Wealth, LLCleft Dec 13, 2018, registered Jan 7, 2019 (25 days) · Affiliated broker-dealer or bank to independent RIA
- Cambridge Investment Research Advisors, Inc. to Osaic Fs, Inc.left May 11, 2016, registered May 5, 2016 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address