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Registered advisor
R••••• B•••• C••••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
1 y
since Jan 21, 2025
In the industry
41 y
since Jul 30, 1985 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jan 21, 2025 · Nissequogue, Ny
- O•••• W•••••• I••• BD affiliatedOct 11, 2024 to Jan 23, 2025 · Holbrook, Ny
- A••••••• P••••••••• A•••••••• I•• formerDec 11, 2007 to Oct 11, 2024 · Holbrook, Ny
- P••• A••••• S••••••••• L•• BD affiliatedAug 6, 2004 to Dec 4, 2007 · Islip Terrace, Ny
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to C••••• I••••••••• A••••••• L••left Jan 23, 2025, registered Jan 21, 2025 (-2 days) · Affiliated broker-dealer or bank to another
- A••••••• P••••••••• A•••••••• I•• to O•••• W•••••• I•••left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
- P••• A••••• S••••••••• L•• to A••••••• P••••••••• A•••••••• I••left Dec 4, 2007, registered Dec 11, 2007 (7 days) · Other
Signals
- R••••• B•••• C•••••• left O•••• W•••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2025-01-21)Jan 23, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address