RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• R••••• F•••••
- H•••••• M•••• • I••••• Y••• F•••• state registered currentsince Dec 16, 2022 · Cincinnati, Oh
- M•••••••• unclassifiedJun 15, 2012 to Dec 27, 2016 · Cincinnati, Oh
- G•••• A••••••• A•••••••• I••• formerApr 14, 2008 to Aug 4, 2010 · Cincinnati, Oh
- D•• I••••••• S••••••• unclassifiedAug 1, 2006 to Jul 25, 2007 · Cincinnati, Oh
- L•• F•••••••• L•• BD affiliatedMar 3, 2005 to Nov 28, 2005 · Fishers, In
- M•••••••• to H•••••• M•••• • I••••• Y••• F••••left Dec 27, 2016, registered Dec 16, 2022 (2180 days) · Other
- G•••• A••••••• A•••••••• I••• to M••••••••left Aug 4, 2010, registered Jun 15, 2012 (681 days) · Other
- D•• I••••••• S••••••• to G•••• A••••••• A•••••••• I•••left Jul 25, 2007, registered Apr 14, 2008 (264 days) · Other
- L•• F•••••••• L•• to D•• I••••••• S•••••••left Nov 28, 2005, registered Aug 1, 2006 (246 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address