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RIA Intelligence
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Registered advisor
A•••••• N••••••• S•••••••
Feed of 09/14/2026
At current firm
21 y
since Mar 9, 2005
In the industry
45 y
since Oct 1, 1980 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Sep 1, 2023 · Red Bank, Nj
- G••••• S•••• R••••••••• S••••••••• L•• independent RIA currentsince Mar 9, 2005 · Red Bank, Nj
- S•••••••• F••••••••• I••• formerNov 3, 2009 to Sep 1, 2023 · Red Bank, Nj
- S••••••••• S••••••••• I••• unclassifiedJul 2, 2002 to Oct 3, 2005 · Red Bank, Nj
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• F••••••••• I••• to O•••• W•••••• I•••left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
- S••••••••• S••••••••• I••• to G••••• S•••• R••••••••• S••••••••• L••left Oct 3, 2005, registered Mar 9, 2005 (-208 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address