R•••••• G••••• D•••••

• I••••••••• F•••••••• G••••• L•• BD affiliated current
  since Sep 9, 2022 · Idaho Falls, Id
• E•••••••• A••••••• I•• unclassified
  May 24, 2007 to Dec 17, 2008 · Roseville, Ca
• M•• F•••••••• S•••••••• I••• former
  Nov 25, 2003 to May 14, 2007 · El Dorado Hills, Ca
• W• G••••••• S••••••••• I••• unclassified
  Jan 2, 1998 to Sep 18, 2003 · El Dorado Hills, Ca

• E•••••••• A••••••• I•• to I••••••••• F•••••••• G••••• L••
  left Dec 17, 2008, registered Sep 9, 2022 (5014 days) · Other
• M•• F•••••••• S•••••••• I••• to E•••••••• A••••••• I••
  left May 14, 2007, registered May 24, 2007 (10 days) · Other
• W• G••••••• S••••••••• I••• to M•• F•••••••• S•••••••• I•••
  left Sep 18, 2003, registered Nov 25, 2003 (68 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address