DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Grove Point Advisors, LLC
Latest filing Jul 1, 2025
First filing on the tape Mar 24, 2021 · 26 filings
SEC status approved since Oct 6, 1999
RAUM
$2.5B
reported, Item 5.F
Discretionary
23%
of RAUM
Private clients
98%
$2.4B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
389
264 advisory (5.B.1)
Offices
188
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$2.5B as of Jul 1, 2025
Mar 31, 2022$2.1B then
HNW client RAUM$904M as of Jul 1, 2025
Mar 31, 2022$1.1B then
State-registered IARs (5.B.3)264 as of Jul 1, 2025
Mar 31, 2022335 then
Employees (5.A)389 as of Jul 1, 2025
Mar 31, 2022337 then
Private funds: no history
RAUM +4.7% over the last fiscal year+5.3% a year over threeIARs 322 to 264offices 224 to 188
Practice profile
derived from the filing of Jul 1, 2025; every figure names its basis
- RAUM per advisor
- $9.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $258,513derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 23%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.4derived189 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- -18%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.5%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 600reportedItem 5.H
- Wrap fee program
- $2.3BreportedItem 5.I
- Custody
- $340M, 986 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.5B62%
- High-net-worth individuals$904M37%
- Corporations and businesses$20.9M0.8%
- Pension and profit-sharing plans$11.6M0.5%
- Charitable organizations$7.3M0.3%
- Individual clients
- 6,214reported
- HNW clients
- 421reported
- Pension plan clients
- 13reported
- Charitable clients
- 12reported
- Accounts
- 9,556reported
- Financial planning clients
- 600reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $340M for 986 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 days73 left over 36 months
Left, latest
- Laura Nicole White to Osaic Wealth, Inc.Sep 26, 2025 · Affiliated broker-dealer or bank to another
- Sandra Renee Worsham to J. W. Cole Advisors, Inc.Sep 5, 2025 · Affiliated broker-dealer or bank to another
- Steven Morgan to First Command Advisory ServicesSep 5, 2025 · Affiliated broker-dealer or bank to another
- Kenley Varghese George to LPL Financial LLCAug 1, 2025 · Affiliated broker-dealer or bank to another
- Maher Shoukr to Td Private Client Wealth LLCAug 1, 2025 · Affiliated broker-dealer or bank to another
- Kimberly A Douglas to Raymond James Financial Services Advisors, IncAug 1, 2025 · Affiliated broker-dealer or bank to another
- Joshua Ryan Johnson to Raymond James Financial Services Advisors, IncAug 1, 2025 · Affiliated broker-dealer or bank to another
- Eric Gordon Meyers to LPL Financial LLCJul 31, 2025 · Affiliated broker-dealer or bank to another
- Morgan Wright Haeberlin to SpcJul 7, 2025 · Affiliated broker-dealer or bank to another
- Mary Grace Musuneggi to Mfg Private WealthMay 1, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- David Foote Gwynn to Flfs Advisory LLCMay 1, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Robert Wiley Gwynn to Flfs Advisory LLCMay 1, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Angela M Babcock to Flfs Advisory LLCMay 1, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Alan David Deuel to Flfs Advisory LLCMay 1, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Hondamir Ken Burhon to Catoctin Ridge Wealth PartnerMay 1, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Joined, latest
- Roger Anthony Ruz from Huntington Financial AdvisorsNov 18, 2024 · Affiliated broker-dealer or bank to another
- Rodney Kirkner from H. Beck, Inc.Nov 27, 2023 · Affiliated broker-dealer or bank to another
- Robert Lewis Baker from Edward JonesJul 28, 2023 · Affiliated broker-dealer or bank to another
- Ryan Taylor Lange from Cwm, LLCJul 5, 2023 · Affiliated broker-dealer or bank to another
- Joshua Thomas Chamblin from Raymond James Financial Services Advisors, IncMar 30, 2023 · Affiliated broker-dealer or bank to another
- Kenneth Thomas Speight from Eagle Strategies LLCMar 17, 2023 · Affiliated broker-dealer or bank to another
- Kenley Varghese George from First Command Advisory ServicesMar 15, 2023 · Affiliated broker-dealer or bank to another
- Daniel Norman Dowd from Securities America Advisors, Inc.Mar 9, 2023 · Affiliated broker-dealer or bank to another
- Andrea Ruth Klipfel from Independent Financial Group, LLCMar 7, 2023 · Affiliated broker-dealer or bank to another
- Kevin John Klipfel from Independent Financial Group, LLCMar 7, 2023 · Affiliated broker-dealer or bank to another
- James Wesley Thompson from Woodbury Financial Services, Inc.Feb 16, 2023 · Affiliated broker-dealer or bank to another
- Robert Laurence Kunde from Woodbury Financial Services, Inc.Feb 10, 2023 · Affiliated broker-dealer or bank to another
- Thomas G. Gervase from Pruco Securities, LLCDec 14, 2022 · Affiliated broker-dealer or bank to another
- Eugene Joseph Garner from Spirit Of America Management CorpNov 30, 2022 · Other
- Aaron Polun from Equitable Advisors, LLCNov 14, 2022 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Catoctin Ridge Wealth PartnerMay 1, 2025 · Rockville, Md
- 2 left for Mfg Private WealthMay 1, 2025 · Canonsburg, Pa
- 4 left for Flfs Advisory LLCMay 1, 2025 · Rockville, Md
- 2 left for Cetera Investment Advisers LLCNov 6, 2024 · Rockville, Md
- 2 left for Cambridge Investment Research Advisors, Inc.Sep 12, 2024 · Rockville, Md
- 2 left for J. W. Cole Advisors, Inc.Aug 29, 2024 · Rockville, Md
- 2 left for United Planners' Financial Services Of America A Limited PartnerAug 21, 2024 · Rockville, Md
- 2 left for United Planners' Financial Services Of America A Limited PartnerAug 19, 2024 · St Louis Park, Mn
- 2 joined from Independent Financial Group, LLCMar 8, 2023 · Paso Robles, Ca
- 2 joined from Woodbury Financial Services, Inc.Feb 13, 2023 · Bellevue, Wa
- 2 joined from LPL Financial LLCOct 26, 2022 · Towaco, Nj
- 2 joined from Valic Financial Advisors, Inc.May 19, 2022 · Addison, Tx
- 3 joined from Annex Wealth Management, LLCApr 30, 2019 · Brookfield, Wi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lawrence Kevin Beard · Presidentcontrolsince 02/2024 · owns less than 5%
- Henri Eugene Elias Jr · Assistant Secretarycontrolsince 08/2023 · owns less than 5%
- Candelmo Amanda Hawley · Corporate Secretarycontrolsince 08/2023 · owns less than 5%
- John Douglas Ketterer · Assistant Secretarycontrolsince 08/2023 · owns less than 5%
- Marie Denise Mcgee · Senior Vice President, Advisor Solutionscontrolsince 04/2022 · owns less than 5%
- Lynn Trisha Tymkiw · Principal Financial Officercontrolsince 08/2023 · owns less than 5%
- Nicole Laura White · Advisory Chief Compliance Officercontrolsince 11/2023 · owns less than 5%
Entity owners
- Grove Point Financial, LLC · Memberdirect · owns 75% or more
- Atria Wealth Solutions, Inc. · Shareholderindirect · owns 75% or more of Aws 10, Inc.
- Aws 10, Inc. · Memberindirect · owns 75% or more of Grove Point Financial, LLC
- LPL Financial Holdings, Inc. · Parent Companyindirect · owns 75% or more of LPL Holdings, Inc. · public reporting company
- LPL Holdings, Inc. · Shareholderindirect · owns 75% or more of Atria Wealth Solutions, Inc.
Related persons
Schedule D 7.A
- Cadaret Grant & Co Incbroker-dealerinvestment adviserreal estatenRAUM $7.7B
- Cfs Insurance And Technology Services, LLCreal estaten
- Cuso Financial Services, L.P.broker-dealerinvestment adviserreal estatenRAUM $5.4B
- Fiduciary Trust Company Of New Hampshiren
- H. Beck, Inc.broker-dealerreal estatenRAUM $2.0B
- LPL Enterprise, LLCbroker-dealerinvestment adviserreal estatenRAUM $25B
- LPL Financial LLCbroker-dealerinvestment adviserreal estatenRAUM $819B
- LPL Insurance Associates, Inc.real estaten
- Next Financial Group, Inc.broker-dealerinvestment adviserreal estatenRAUM $3.8B
- Next Financial Insurance Services Companyreal estaten
- Scf Investment Advisors, Inc.investment advisernRAUM $1.3B
- Scf Securities, Inc.broker-dealerreal estaten
- Sorrento Pacific Financial, LLCbroker-dealerinvestment adviserreal estatenRAUM $222M
- The Private Trust Company, N.A.n
- Western International Securitiesbroker-dealerinvestment adviserreal estatenRAUM $3.5B
Advisers that list Grove Point Advisors, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bethesda, Md | 0 | 0 | 0 | ||
| Bradenton, Fl | 0 | 0 | 0 | ||
| Bulverde, Tx | 0 | 0 | 0 | ||
| Canonsburg, Pa | 0 | 0 | 0 | ||
| Chalfont, Pa | 0 | 0 | 0 | ||
| Fuquay Varina, Nc | 0 | 0 | 0 | ||
| Germantown, Md | 0 | 0 | 0 | ||
| North Port, Fl | 0 | 0 | 0 | ||
| Norwalk, Ct | 0 | 0 | 0 | ||
| Palm Desert, Ca | 0 | 0 | 0 | ||
| Port Matilda, Pa | 0 | 0 | 0 | ||
| Princeton, Nj | 0 | 0 | 0 | ||
| Rockville, Md · principal | 0 | 0 | 1 | ||
| Saddle Brook, Nj | 0 | 0 | 0 | ||
| Saltsburg, Pa | 0 | 0 | 0 | ||
| South Jordan, Ut | 0 | 0 | 0 | ||
| Springfield, Va | 0 | 0 | 0 | ||
| St Louis Park, Mn | 0 | 0 | 0 | ||
| Thurmont, Md | 0 | 0 | 0 | ||
| Wexford, Pa | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Gaithersburg, MD10 employees
- St. Louis Park, MN7 employees
- Elm Grove, WI6 employees
- Victor, NY5 employees
- Lutherville, MD4 employees
- Grand Blanc, MI4 employees
- Mcmurray, PA4 employees
- Frederick, MD4 employees
- Ocean City, MD4 employees
- Thurmont, MD4 employees
- Rockville, MD4 employees
- Rockville, MD4 employees
- Lutherville, MD4 employees
- St Simons Island, GA4 employees
- Victoria, TX3 employees
- Knoxville, TN3 employees
- , 3 employees
- Centennial, CO3 employees
- Canonsburg, PA3 employees
- Dover, PA3 employees
- Wexford, PA3 employees
- Millbury, MA2 employees
- Tustin, CA2 employees
- Greensboro, NC2 employees
- Palm, PA2 employees
What changed
consecutive filings, newest first
- Financial planning clients · More than 500 to More than 500May 7, 2025 to Jul 1, 2025
- Accounts · 9,920 to 9,556Jan 3, 2025 to Mar 28, 2025
- Advisory employees · 322 to 264Jan 3, 2025 to Mar 28, 2025
- BD registered reps · 357 to 326Jan 3, 2025 to Mar 28, 2025
- Charity clients · 10 to 12Jan 3, 2025 to Mar 28, 2025
- Corporate clients · 23 to 28Jan 3, 2025 to Mar 28, 2025
- HNW clients · 364 to 421Jan 3, 2025 to Mar 28, 2025
- Individual clients · 6,514 to 6,214Jan 3, 2025 to Mar 28, 2025
- Pension plan clients · 22 to 13Jan 3, 2025 to Mar 28, 2025
- Assets in custody · $487M to $340MJan 3, 2025 to Mar 28, 2025
- Employees · 420 to 389Jan 3, 2025 to Mar 28, 2025
- Insurance-licensed employees · 6 to 4Jan 3, 2025 to Mar 28, 2025
- Financial planning clients · 51-100 to More than 500Jan 3, 2025 to Mar 28, 2025
- State-registered IARs · 322 to 264Jan 3, 2025 to Mar 28, 2025
- Other offices · 224 to 188Jan 3, 2025 to Mar 28, 2025
- Discretionary RAUM · $425M to $566MJan 3, 2025 to Mar 28, 2025
- HNW RAUM · $785M to $904MJan 3, 2025 to Mar 28, 2025
- Individual RAUM · $1.5B to $1.5BJan 3, 2025 to Mar 28, 2025
- Non-discretionary RAUM · $1.9B to $1.9BJan 3, 2025 to Mar 28, 2025
- Pension RAUM · $20.4M to $11.6MJan 3, 2025 to Mar 28, 2025
- RAUM · $2.4B to $2.5BJan 3, 2025 to Mar 28, 2025
- Accounts · 8,355 to 9,920Feb 27, 2024 to Mar 28, 2024
- Advisory employees · 317 to 322Feb 27, 2024 to Mar 28, 2024
- Advisory activities · 5 to 6Feb 27, 2024 to Mar 28, 2024
- BD registered reps · 331 to 357Feb 27, 2024 to Mar 28, 2024
- Charity clients · 19 to 10Feb 27, 2024 to Mar 28, 2024
- Corporate clients · 49 to 23Feb 27, 2024 to Mar 28, 2024
- HNW clients · 1,475 to 364Feb 27, 2024 to Mar 28, 2024
- Individual clients · 6,776 to 6,514Feb 27, 2024 to Mar 28, 2024
- Pension plan clients · 36 to 22Feb 27, 2024 to Mar 28, 2024
- Pooled vehicle clients · unset to 0.0Feb 27, 2024 to Mar 28, 2024
- Assets in custody · $6.6M to $487MFeb 27, 2024 to Mar 28, 2024
- Employees · 333 to 420Feb 27, 2024 to Mar 28, 2024
- Insurance-licensed employees · 4 to 6Feb 27, 2024 to Mar 28, 2024
- Financial planning clients · 101-250 to 51-100Feb 27, 2024 to Mar 28, 2024
- State-registered IARs · 333 to 322Feb 27, 2024 to Mar 28, 2024
- Other offices · 208 to 224Feb 27, 2024 to Mar 28, 2024
- Discretionary RAUM · $398M to $425MFeb 27, 2024 to Mar 28, 2024
- HNW RAUM · $852M to $785MFeb 27, 2024 to Mar 28, 2024
- Individual RAUM · $1.0B to $1.5BFeb 27, 2024 to Mar 28, 2024
Signals
60 dated events
- Grove Point Advisors, Llc no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $2.5B)Dec 20, 2025 · Left the SEC roster · derived
- Laura Nicole White left Grove Point Advisors, Llc for Osaic Wealth, Inc. (registered 2025-10-10)Sep 26, 2025 · Advisor changed firm · fact
- Sandra Renee Worsham left Grove Point Advisors, Llc for J. W. Cole Advisors, Inc. (registered 2026-01-14)Sep 5, 2025 · Advisor changed firm · fact
- Steven Morgan left Grove Point Advisors, Llc for First Command Advisory Services (registered 2025-11-17)Sep 5, 2025 · Advisor changed firm · fact
- Joshua Ryan Johnson left Grove Point Advisors, Llc for Raymond James Financial Services Advisors, Inc (registered 2025-11-24)Aug 1, 2025 · Advisor changed firm · fact
- Kimberly A Douglas left Grove Point Advisors, Llc for Raymond James & Associates, Inc. (registered 2025-08-26)Aug 1, 2025 · Advisor changed firm · fact
- Kenley Varghese George left Grove Point Advisors, Llc for Lpl Financial Llc (registered 2026-02-13)Aug 1, 2025 · Advisor changed firm · fact
- Maher Shoukr left Grove Point Advisors, Llc for Td Private Client Wealth Llc (registered 2026-05-07)Aug 1, 2025 · Advisor changed firm · fact
- Eric Gordon Meyers left Grove Point Advisors, Llc for Lpl Financial Llc (registered 2026-04-23)Jul 31, 2025 · Advisor changed firm · fact
- Morgan Wright Haeberlin left Grove Point Advisors, Llc for Spc (registered 2025-12-18)Jul 7, 2025 · Advisor changed firm · fact
- David Rectenwald left Grove Point Advisors, Llc for Catoctin Ridge Wealth Partner (registered 2024-11-19)May 1, 2025 · Advisor changed firm · fact
- Angela M Babcock left Grove Point Advisors, Llc for Flfs Advisory Llc (registered 2025-04-29)May 1, 2025 · Advisor changed firm · fact
- Thomas Grant left Grove Point Advisors, Llc for Private Advisor Group, Llc (registered 2026-03-03)May 1, 2025 · Advisor changed firm · fact
- Alan David Deuel left Grove Point Advisors, Llc for Flfs Advisory Llc (registered 2025-04-29)May 1, 2025 · Advisor changed firm · fact
- Nick J Twentyfive left Grove Point Advisors, Llc for Flfs Advisory Llc (registered 2025-04-29)May 1, 2025 · Advisor changed firm · fact
- Christopher Sean Musuneggi left Grove Point Advisors, Llc for Mfg Private Wealth (registered 2025-03-27)May 1, 2025 · Advisor changed firm · fact
- Christine Emily Musuneggi left Grove Point Advisors, Llc for Mfg Private Wealth (registered 2025-03-27)May 1, 2025 · Advisor changed firm · fact
- David Foote Gwynn left Grove Point Advisors, Llc for Flfs Advisory Llc (registered 2025-04-29)May 1, 2025 · Advisor changed firm · fact
- Mary Grace Musuneggi left Grove Point Advisors, Llc for Mfg Private Wealth (registered 2025-03-27)May 1, 2025 · Advisor changed firm · fact
- Robert Wiley Gwynn left Grove Point Advisors, Llc for Flfs Advisory Llc (registered 2025-04-29)May 1, 2025 · Advisor changed firm · fact
- Hondamir Ken Burhon left Grove Point Advisors, Llc for Catoctin Ridge Wealth Partner (registered 2025-02-05)May 1, 2025 · Advisor changed firm · fact
- 2 advisors left Grove Point Advisors, LLC (Canonsburg, PA) for Mfg Private Wealth on the same dayMay 1, 2025 · Team lift-out · derived
- 2 advisors left Grove Point Advisors, LLC (Rockville, MD) for Catoctin Ridge Wealth Partner on the same dayMay 1, 2025 · Team lift-out · derived
- 5 advisors left Grove Point Advisors, LLC (Rockville, MD) for Flfs Advisory LLC on the same dayMay 1, 2025 · Team lift-out · derived
- Conrad Anthony Tarte left Grove Point Advisors, Llc for Independent Financial Group, Llc (registered 2025-05-02)Apr 30, 2025 · Advisor changed firm · fact
- Kenneth Eugene Fahringer left Grove Point Advisors, Llc for Cambridge Investment Research Advisors, Inc. (registered 2025-05-01)Apr 30, 2025 · Advisor changed firm · fact
- William Lee Daniel left Grove Point Advisors, Llc for Osaic Wealth, Inc. (registered 2025-05-19)Apr 29, 2025 · Advisor changed firm · fact
- Craig Michael Adams left Grove Point Advisors, Llc for United Planners' Financial Services Of America A Limited Partner (registered 2025-04-22)Apr 22, 2025 · Advisor changed firm · fact
- Heidi Sue Kennedy left Grove Point Advisors, Llc for Investment Research Corp (registered 2025-04-17)Apr 17, 2025 · Advisor changed firm · fact
- Robert Michael Troyano left Grove Point Advisors, Llc for Stirlingshire Investments (registered 2025-05-09)Apr 15, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026