DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Innovative Investment Fiduciaries, LLC

Former SEC-registered adviserCinnaminson, New JerseyCRD 159814SEC 801-77666IAPD
Latest filing Apr 1, 2014
First filing on the tape Feb 19, 2013 · 12 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$125M as of Jun 28, 2013
Feb 19, 2013$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Apr 1, 2014
Feb 19, 20133 then
Employees (5.A)3 as of Apr 1, 2014
Feb 19, 20133 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 1, 2014; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Mark William SulpizioMoorestown, NjMar 20, 201337 y6
Theresa Ann ProcidaMoorestown, NjMar 20, 201340 y3
Andrew MayCertified Financial PlannerMoorestown, NjMar 22, 201910 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • William Mark Sulpizio · Managing Member And Chief Compliance Officercontrol
      since 02/2013 · owns 75% or more
    • Terriann Procida · Member
      since 11/2011 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Moorestown, Nj300
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 37.0 to unset
      Jun 28, 2013 to Mar 6, 2014
    • Advisory activities · 2 to 1
      Jun 28, 2013 to Mar 6, 2014
    • BD registered reps · 1 to 0
      Jun 28, 2013 to Mar 6, 2014
    • Insurance-licensed employees · 1 to 3
      Jun 28, 2013 to Mar 6, 2014
    • Discretionary RAUM · 308729.0 to unset
      Jun 28, 2013 to Mar 6, 2014
    • Non-discretionary RAUM · 124530859.0 to unset
      Jun 28, 2013 to Mar 6, 2014
    • RAUM · 124839588.0 to unset
      Jun 28, 2013 to Mar 6, 2014
    • Accounts · 0 to 37
      Feb 19, 2013 to Mar 20, 2013
    • Discretionary RAUM · $0 to $308,729
      Feb 19, 2013 to Mar 20, 2013
    • Non-discretionary RAUM · $0 to $125M
      Feb 19, 2013 to Mar 20, 2013
    • RAUM · $0 to $125M
      Feb 19, 2013 to Mar 20, 2013
    Signals
    1 dated events
    • Innovative Investment Fiduciaries, Llc filed its initial SEC registration (Form ADV)
      Feb 19, 2013 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/innovative-benefit-planning-llcreportedpublic record, Form ADV, Sep 18, 2026
    Website
    IBPLLC.COMreportedpublic record, Form ADV, Sep 18, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026